AllianceBernstein 9月末AUM环比降至9000亿美元，市场贬值与小幅净流出抵消季度净流入

----- ab-20261012.htm -----
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 13, 2026 (
October 12, 2026
)
ALLIANCEBERNSTEIN HOLDING L.P.
(Exact name of registrant as specified in its charter)
Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
501 Commerce Street
,
Nashville
,
TN
37203
(Address of principal executive offices)
(Zip Code)
(
615
)
622-0000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol
Name of Each Exchange on which Registered
Units rep. assignments of beneficial ownership of limited partnership interests in AB Holding
AB
NYSE
Item 7.01.
Regulation FD Disclosure.
AllianceBernstein L.P. (“
AB
”) and AllianceBernstein Holding L.P. are furnishing a news release (“
AUM Release
”) issued on October 12, 2026 announcing AB’s preliminary assets under management as of September 30, 2026. The AUM Release is attached hereto as Exhibit 99.01.
Item 9.01.
Financial Statements and Exhibits.
(d)    Exhibits.
99.01
AUM Release.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
A
LLIANCEBERNSTEIN HOLDING L.P.
Dated: October 13, 2026
By:
/s/ Mark Manley
Mark Manley
Corporate Secretary

----- ex9901ab2026septemberaumre.htm -----
EX-99.01
2
ex9901ab2026septemberaumre.htm
EX-99.01 AUM RELEASE
Document
Ioanis Jorgali, Investors
629.213.6139
ioanis.jorgali@alliancebernstein.com
Carly Symington, Media
629.213.5568
carly.symington@alliancebernstein.com
AB Announces September 30, 2026 Assets Under Management
Nashville, TN, October 12, 2026 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) announced today that preliminary assets under management decreased to $900 billion during September 2026 from $919 billion at the end of August. The 2% decline in month-end AUM was primarily driven by market depreciation, coupled with net outflows during the month. By channel, Institutional generated net inflows, which were partially offset by net outflows in Retail and Private Wealth. For the quarter ended September 30, 2026, preliminary firmwide net inflows totaled approximately $6.0 billion.
AllianceBernstein L.P. (The Operating Partnership)
Assets Under Management ($ in Billions)
At September 30, 2026
Aug 31,
2026
Private
Institutions
Retail
Wealth
Total
Total
Equity
Actively Managed
$
45
$
159
$
62
$
266
$
273
Passive
35
43
12
90
91
Total Equity
80
202
74
356
364
Fixed Income
Taxable
121
61
21
203
206
Tax-Exempt
1
62
32
95
99
Passive
—
17
—
17
18
Total Fixed Income
122
140
53
315
323
Alternatives/Multi-Asset Solutions
(1)
181
10
38
229
232
Total
$
383
$
352
$
165
$
900
$
919
At August 31, 2026
Total
$
389
$
361
$
169
$
919
(1)
Includes certain multi-asset solutions and services not included in equity or fixed income services.
www.alliancebernstein.com    1
of 2
Cautions Regarding Forward-Looking Statements
Certain statements provided by management in this news release are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results to differ materially from future results expressed or implied by such forward-looking statements. The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately-managed accounts, general economic conditions, industry trends, future acquisitions, integration of acquired companies, competitive conditions, and government regulations, including changes in tax regulations and rates and the manner in which the earnings of publicly-traded partnerships are taxed. AB cautions readers to carefully consider such factors. Further, such forward-looking statements speak only as of the date on which such statements are made; AB undertakes no obligation to update any forward-looking statements to reflect events or circumstances after the date of such statements. For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see “Risk Factors” and “Cautions Regarding Forward-Looking Statements” in AB’s Form 10-K for the year ended December 31, 2025 or Form 10-Q for the quarter ended June 30, 2026. Any or all of the forward-looking statements made in this news release, Form 10-K, Form 10-Q, other documents AB files with or furnishes to the SEC and any other public statements issued by AB, may turn out to be wrong. It is important to remember that other factors besides those listed in “Risk Factors” and “Cautions Regarding Forward-Looking Statements”, and those listed above, could also adversely affect AB’s financial condition, results of operations and business prospects.
About AllianceBernstein
AllianceBernstein is a leading global investment management firm that offers diversified investment services to institutional investors, individuals and private wealth clients in major world markets.
As of September 30, 2026, including both the general partnership and limited partnership interests in AllianceBernstein, AllianceBernstein Holding owned approximately 31.1% of AllianceBernstein. Including both the general partnership and limited partnership interests in AllianceBernstein Holding and AllianceBernstein, Equitable Holdings, Inc. ("EQH"), owned an approximate 68.3% economic interest in AllianceBernstein.
Additional information about AB may be found on our website,
www.alliancebernstein.com
.
www.alliancebernstein.com    2
of
2