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🇺🇸 SECBritish American Tobacco p.l.c.Qwen · 实盘不做把握 1/10不做原因:不是事件
北京时间·🕒 发布 00:00:39·⟳ 抓取 00:01:02 +23s·⚡ 决策 09-10 01:31:36 +1h30m·47.8 天前

英美烟草(BAT.L/BTI.US)披露高管小额持股交易:首席企业官及其关联方合计买入约402股普通股

6-K唯一实质内容是一份按英国MAR第19条要求提交的PDMR交易通知,披露两名内部人(首席企业官本人及其密切关联人)于2026-09-08买入合计402股普通股、金额约£16,440。该规模相对发行人市值与日均成交量可忽略,不含业绩、指引、并购、融资、分红、回购或监管信息,也不构成对市场的信号承诺或证券供需变化。属于纯行政/合规备案,无可交易催化,因此不查行情、不建候选、不做先例统计,直接给出完整AVOID信封。

📄 原文British American Tobacco p.l.c.↗ 原文
----- form6-k.htm ----- 6-K 1 form6-k.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMIS…
不做 英美烟草(BTI.US)(BTI.US)
6-K仅为英国MAR第19条要求的PDMR交易通知:首席企业官本人买入57股@£40.76(£2,323.32)、其密切关联人买入345股@£40.92(£14,117.40),合计402股约£16,440。该规模相对公司市值与日均成交量可忽略,不含业绩、指引、并购、融资、回购或监管增量信息,既非承诺性增持也非减持信号,无任何可交易edge,属纯合规备案噪音。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)

研究档案

结论摘要

事实:SEC EDGAR上BAT提交的6-K(2026-09-09)仅附一份PDMR交易通知新闻稿,披露Kingsley Wheaton本人买入57股@£40.76、其密切关联人Yulia Wheaton买入345股@£40.92,均为2026-09-08在伦交所的普通股买入,合计402股约£1.6万。影响链:英国MAR第19条规定高管及其关联方交易须披露,门槛极低,因此小额内部人买入是强制性备案而非公司层面的资本行动;它既不改变公司盈利、现金流、资本结构,也不产生证券供需冲击或指引/预期变化。价格与证据:披露金额相对BAT市值可忽略,且事件本身为常规合规文件,历史与实务上此类通知不产生可测超额收益,无需行情或先例研究即可判定。结论:事件方向NEUTRAL,无增量定价信息,AVOID。

🔎 新鲜度:最早出现 2026-09-09 · 扩散 low · price-in 风险 low ↗

反向证据

  • 做多前查反向 · 来源 filing · 日期 2026-09-09 · 影响 none
    文件为Initial notification性质,无增持计划、无金额承诺、无后续买入安排,402股/£1.6万不构成内部人信心信号,多头方向无法成立。
    检索:BAT 6-K PDMR 高管买入 是否代表管理层增持信号/回购承诺 原文 ↗
  • 做空前查反向 · 来源 filing · 日期 2026-09-09 · 影响 none
    两笔均为买入(Purchase of ordinary shares),不存在减持、套现或负面治理信号,空头方向同样不成立。
    检索:BAT 内部人交易披露 是否存在减持/抛售等负面信号 原文 ↗

先例如何影响了这次决策

对本次决策的影响:未做先例研究;由于事件在方向、量级与机制上均无交易含义,先例统计不会改变AVOID结论。

方向:不适用:事件为法定内部人交易备案,不存在需要统计的价格反应先例。

涨幅量级:不适用:披露金额约£16,440,量级本身即排除了可测幅度。

形态:不适用。

原文全文

展开原文 · 3,920 字
----- form6-k.htm -----
6-K
1
form6-k.htm
REPORT OF FOREIGN PRIVATE ISSUER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
September 9, 2026
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form 20-F
☒
Form
40-F
☐
This report includes materials as exhibits
that have been published and made available by British American Tobacco p.l.c. as of September 9, 2026.
EXHIBIT INDEX
Exhibit
Description
Exhibit 1
Press Release entitled “British American Tobacco p.l.c. (“the Company”) - Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated September 9, 2026.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
British American Tobacco p.l.c.
By:
/s/ Christopher Worlock
Name:
Christopher Worlock
Title:
Assistant Secretary
Date: September 9, 2026

----- ex99-1.htm -----
EX-99
2
ex99-1.htm
PRESS RELEASE
Exhibit 1
British American Tobacco p.l.c.
(“the Company”)
Notification and public disclosure of transactions
by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Chief Corporate Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 25p each
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£40.76
57
d)
Aggregated information
- Aggregated volume
- Price
57
£2,323.32
e)
Date of the transaction
2026-09-08
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Yulia Wheaton
2
Reason for the notification
a)
Position/status
Person Closely Associated with a person discharging managerial responsibilities; Kingsley Wheaton, Chief Corporate Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 25p each
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£40.92
345
d)
Aggregated information
- Aggregated volume
- Price
345
£14,117.40
e)
Date of the transaction
2026-09-08
f)
Place of the transaction
London Stock Exchange (XLON)
Name of officer of issuer responsible for making notification: Christopher Worlock
Date of notification: 9 September 2026

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