🇺🇸 SECMoody's CorporationDoubao · 实盘不做把握 9/10不做原因:标的无直接敞口
北京时间·🕒 发布 05:03:53·⟳ 抓取 05:04:28 +35s·⚡ 决策 10-16 05:05:23 +55s·11.6 天前
穆迪8-K/A：董事Jorge Bermudez退休、审计委员会主席换任，属例行治理变更
SEC法定披露内容为例行董事退休与审计委员会主席换任，无盈利、指引、订单、并购、融资或控制权增量；离任董事一人RSU完全归属的补偿性安排金额微小，不构成股价催化，亦无任何产业链映射标的。
📄 原文Moody's Corporation↗ 原文
----- mco-20260811.htm ----- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 __________ FORM 8-K/…
不做 Moody's Corporation（MCO.US）
例行董事退休与审计委员会主席换任：无分歧、继任已定、无经营/财务增量，离任董事RSU加速归属金额微小，不构成交易催化；无任何映射标的。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
穆迪8-K/A仅披露一名资深董事正常退休（明确无分歧）、审计委员会主席内部换任及新任董事委员会分工，继任安排8月已公布；事件对公司经营与估值零增量，不交易。
🔎 新鲜度:最早出现 2026-10-15 · 扩散 low · price-in 风险 low ↗
主要风险
- 8-K/A为对8月11日原始8-K的修订补充，Demmings当选信息早已披露，不存在新增预期差。
- RSU加速归属仅涉及离任董事个人2026年2月授予的限制性股票，相对穆迪数百亿美元市值无重大性。
反向证据
- 做多前查反向 · 来源 filing · 日期 2026-10-15 · 影响 none
备案全文仅Item 5.02（董事/高管事项），不含业绩、指引、重大合同或重组信息；无人事分歧，不构成任何方向的基本面催化。
检索:Moody's MCO October 2026 earnings guidance material event director change 原文 ↗
先例如何影响了这次决策
对本次决策的影响:确认无交易edge，直接AVOID，未据此设定任何幅度或仓位
方向:例行董事退休/委员会调整类8-K在大盘金融股上无统计意义上的方向性反应，不具事件交易先例价值
涨幅量级:无高相似可比先例用于校准幅度，且该类治理备案通常不产生定价
形态:不适用
工具执行结果 · 成功 1 · 降级 0 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 13 ms
{"result": "search_processed_events:agent query=`mco 8-k/a bermudez lisa sawicki audit committee keith demmings | moody's 2026 rsu vesting director retirement board committee appointment | moody's corporation jorge bermudez retir`；结构化索引覆盖完整 72 小时；旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整)，返回 0 条候选。未命中只表示这些 agen
原文全文
展开原文 · 4,077 字
----- mco-20260811.htm -----
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
__________
FORM
8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
August 11, 2026
MOODY’S CORPORATION
(Exact Name of Registrant as Specified in Charter)
Delaware
1-14037
13-3998945
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
7 World Trade Center at 250 Greenwich Street
New York
,
New York
10007
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code:
(
212
)
553-0300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.01 per share
MCO
New York Stock Exchange
1.75% Senior Notes Due 2027
MCO 27
New York Stock Exchange
0.950% Senior Notes Due 2030
MCO 30
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
TABLE OF CONTENTS
ITEM 5.02
DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS
3
SIGNATURES
4
2
Item 5.02, “Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers”
On October 12, 2026, Jorge Bermudez, who has served as a member of the Board of Directors (the “Board”) of Moody’s Corporation (the “Company”) since April 19, 2011, informed the Company of his intention to retire from the Board, effective October 12, 2026. Mr. Bermudez’s retirement did not result from any disagreement with the Company, its management, or the Board on any matter.
The Company and the Board express their sincere appreciation to Mr. Bermudez for his years of distinguished service and leadership.
Following Mr. Bermudez’s retirement and Mr. Keith Demmings’ election, the size of the Company’s Board will remain at ten. In addition, in recognition of his service to the Board, the Board approved the removal of the forfeiture requirement otherwise applicable to the restricted stock units previously granted to him in February 2026. Those RSUs will become fully vested.
In light of this retirement, the Board has appointed Ms. Lisa Sawicki as Chairman of the Audit Committee effective immediately. In addition, as previously reported, on August 11, the Board elected Mr. Demmings as a member of the Company’s Board, effective as of November 1, 2026. The Board has now appointed Mr. Demmings to the Governance & Nominating Committee as well as the Audit Committee.
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MOODY'S CORPORATION
By:
/s/ Elizabeth M. McCarroll
Elizabeth M. McCarroll
Managing Director, Corporate Governance & Securities, and Corporate Secretary
Date: October 15, 2026
4
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
__________
FORM
8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
August 11, 2026
MOODY’S CORPORATION
(Exact Name of Registrant as Specified in Charter)
Delaware
1-14037
13-3998945
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
7 World Trade Center at 250 Greenwich Street
New York
,
New York
10007
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code:
(
212
)
553-0300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.01 per share
MCO
New York Stock Exchange
1.75% Senior Notes Due 2027
MCO 27
New York Stock Exchange
0.950% Senior Notes Due 2030
MCO 30
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
TABLE OF CONTENTS
ITEM 5.02
DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS
3
SIGNATURES
4
2
Item 5.02, “Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers”
On October 12, 2026, Jorge Bermudez, who has served as a member of the Board of Directors (the “Board”) of Moody’s Corporation (the “Company”) since April 19, 2011, informed the Company of his intention to retire from the Board, effective October 12, 2026. Mr. Bermudez’s retirement did not result from any disagreement with the Company, its management, or the Board on any matter.
The Company and the Board express their sincere appreciation to Mr. Bermudez for his years of distinguished service and leadership.
Following Mr. Bermudez’s retirement and Mr. Keith Demmings’ election, the size of the Company’s Board will remain at ten. In addition, in recognition of his service to the Board, the Board approved the removal of the forfeiture requirement otherwise applicable to the restricted stock units previously granted to him in February 2026. Those RSUs will become fully vested.
In light of this retirement, the Board has appointed Ms. Lisa Sawicki as Chairman of the Audit Committee effective immediately. In addition, as previously reported, on August 11, the Board elected Mr. Demmings as a member of the Company’s Board, effective as of November 1, 2026. The Board has now appointed Mr. Demmings to the Governance & Nominating Committee as well as the Audit Committee.
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MOODY'S CORPORATION
By:
/s/ Elizabeth M. McCarroll
Elizabeth M. McCarroll
Managing Director, Corporate Governance & Securities, and Corporate Secretary
Date: October 15, 2026
4
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