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🇺🇸 SECHesai GroupCodex · 实盘不做把握 8/10不做原因:无增量信息
北京时间·🕒 发布 20:44:00·⟳ 抓取 20:44:10 +10s·⚡ 决策 09-08 22:11:47 +1h27m·48.7 天前

禾赛集团披露8月证券变动月报,已发行股本无新增变动

原始披露显示月内已发行股份无增减,期权和RSU结算使用存量已发行股份,不涉及新增经营或资本结构冲击,缺少方向性交易边际。

📄 原文Hesai Group↗ 原文
----- tm2624948d1_6k.htm ----- 6-K 1 tm2624948d1_6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHI…
不做 禾赛集团(HSAI.US)
例行证券变动月报未披露新增发行、回购、融资、经营订单或业绩变化;期权/RSU用存量已发行股份结算,无明确交易edge。
不做 禾赛集团(02525.HK)
港股对应股份类别月内无已发行股本增减,公众持股量合规,缺少可执行方向性催化。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)

研究档案

结论摘要

这是一份例行月度证券变动申报而非订单、业绩、融资或回购公告;核心数字显示已发行A/B类股份均无变化,股权激励相关行权和归属未新增发行股份,因此对禾赛集团(HSAI.US/02525.HK)的短线基本面和每股权益没有明确增量影响,回避。

🔎 新鲜度:最早出现 2026-09-08 · 扩散 low · price-in 风险 low ↗

主要风险

  • 若后续另有独立公告披露融资、回购、股权激励大量新增授予或业务订单,应作为新事件重新评估。

先例如何影响了这次决策

对本次决策的影响:先例不改变结论;原文事实已足以判断为无方向性增量。

方向:例行月度证券变动且无新增股本变化,不需要用历史先例校准方向。

涨幅量级:无可量化交易幅度,因为当前事件没有新增发行、回购或经营量级。

形态:不适用。

原文全文

展开原文 · 13,256 字
----- tm2624948d1_6k.htm -----
6-K
1
tm2624948d1_6k.htm
FORM 6-K
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE
ISSUER
PURSUANT TO RULE 13a-16
OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of September
2026
Commission File Number: 001-41611
Hesai
Group
10th Floor, Building A
No. 658 Zhaohua Road,
Changning District
Shanghai 200050
People’s Republic of China
(Address
of principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form 20-F
x
Form 40-F
¨
Exhibit Index
99.1
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 August 2026
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Hesai Group
By
:
/s/ Yifan Li
Name
:
Yifan Li
Title
:
Chief Executive Officer
Date: September 8, 2026

----- tm2624948d1_ex99-1.htm -----
EX-99.1
2
tm2624948d1_ex99-1.htm
EXHIBIT 99.1
Exhibit
99.1
FF301
Page 1 of 10 v 1.2.1
Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in
Securities
For the month ended: 31 August 2026 Status: New Submission
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer: Hesai Group (a company controlled through weighted voting rights and incorporated in the Cayman Islands with limited liability)
Date Submitted: 04 September 2026
I. Movements in Authorised / Registered Share Capital
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) No
Stock code (if listed) N/A Description Class A Ordinary Shares
Number of authorised/registered shares Par value Authorised/registered share capital
Balance at close of preceding month 400,000,000 USD 0.0000125 USD 5,000
Increase / decrease (-) USD
Balance at close of the month 400,000,000 USD 0.0000125 USD 5,000
2. Class of shares WVR ordinary shares Type of shares B Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02525 Description Class B Ordinary Shares
Number of authorised/registered shares Par value Authorised/registered share capital
Balance at close of preceding month 7,600,000,000 USD 0.0000125 USD 95,000
Increase / decrease (-) USD
Balance at close of the month 7,600,000,000 USD 0.0000125 USD 95,000
Total authorised/registered share capital at the end of the month: USD 100,000
FF301
Page 2 of 10 v 1.2.1
II. Movements in Issued Shares and/or Treasury Shares and Public Float Sufficiency Confirmation
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) No
Stock code (if listed) N/A Description Class A Ordinary Shares
Number of issued shares
(excluding treasury shares) Number of treasury shares Total number of issued shares
Balance at close of preceding month 215,990,888 0 215,990,888
Increase / decrease (-)
Balance at close of the month 215,990,888 0 215,990,888
2. Class of shares WVR ordinary shares Type of shares B Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02525 Description Class B Ordinary Shares
Number of issued shares
(excluding treasury shares) Number of treasury shares Total number of issued shares
Balance at close of preceding month 1,041,146,800 0 1,041,146,800
Increase / decrease (-)
Balance at close of the month 1,041,146,800 0 1,041,146,800
Public float sufficiency confirmation (Note 4)
Pursuant to Main Board Rule 13.32D(1) or 19A.28D(1) / GEM Rule 17.37D(1) or 25.21D(1), we hereby confirm that, in relation to the class of shares as set out above, as at the close of the
month:
✔ the applicable public float requirement (see below) has been complied with
the applicable public float requirement (see below) has not been complied with
The applicable minimum public float requirement for the class of shares as set out above pursuant to Main Board Rule 13.32B or 19A.28B / GEM Rule 17.37B or 25.21B (as the case may be) is:
Applicable public float threshold Initial Prescribed Threshold - the minimum percentage of public float prescribed at the time of listing (please specify the
percentage in "Minimum prescribed public float at the time of listing" below)
Minimum prescribed public float at the time of listing Percentage: 15% of the total number of issued shares in the class to which the listed shares belong (excluding treasury
shares)
Additional information
FF301
Page 3 of 10 v 1.2.1
III. Details of Movements in Issued Shares and/or Treasury Shares
(A). Share Options (under Share Option Schemes of the Issuer)
1. Class of shares WVR ordinary shares Type of shares B Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02525 Description Class B Ordinary Shares
Particulars of share option scheme
Number of share
options outstanding at
close of preceding
month
Movement during the month
Number of share
options outstanding at
close of the month
Number of new shares
issued during the month
pursuant thereto (A1)
Number of treasury
shares transferred out of
treasury during the
month pursuant thereto
(A2)
Number of shares which
may be issued or
transferred out of
treasury pursuant
thereto as at close of
the month
The total number of
shares which may be
issued or transferred out
of treasury upon
exercise of all share
options to be granted
under the scheme at
close of the month
1). Outstanding Options granted
under the 2021 Plan
60,982,112 Others -407,504
Lapsed -89,048
60,485,560 104,882,200
General Meeting approval date (if applicable)
Increase in issued shares (excluding treasury shares): WVR ordinary shares B (AA1)
Decrease in treasury shares: WVR ordinary shares B (AA2)
Total funds raised during the month from exercise of options: USD 103,337.26
Remarks:
Others: -407,504 refers to 407,504 Options being exercised. The exercise of 407,504 Options was settled using the Class B Ordinary Shares already issued and registered in the name of the
Depositary which are used to satisfy any future exercise or vesting of awards granted under the 2021 Plan. In addition, 89,048 Options lapsed during the month.
No Options or RSUs were granted under the 2021 Plan during the month. The 60,485,560 shares which may be issued or transferred out of the Depositary pursuant to the exercise of Options do
not count towards the total number of shares which may be issued or transferred out of the Depositary pursuant to exercise and/or vesting of all Awards to be granted under the 2021 Plan and
any other share incentive schemes of the Company as at the close of the month (i.e. 104,882,200).
FF301
Page 4 of 10 v 1.2.1
(B). Warrants to Issue Shares of the Issuer Not applicable
FF301
Page 5 of 10 v 1.2.1
(C). Convertibles (i.e. Convertible into Shares of the Issuer) Not applicable
FF301
Page 6 of 10 v 1.2.1
(D). Any other Agreements or Arrangements to Issue Shares of the Issuer, including Options (other than Share Option Schemes)
1. Class of shares WVR ordinary shares Type of shares B Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02525 Description Class B Ordinary Shares
Description of other agreements or arrangements
General Meeting
approval date
(if applicable)
Number of new shares issued during
the month pursuant thereto (D1)
Number of treasury shares transferred
out of treasury during the month
pursuant thereto (D2)
Number of shares which may be issued
or transferred out of treasury pursuant
thereto as at close of the month
1). Outstanding RSUs granted under the 2021 Plan 17,354,496
Increase in issued shares (excluding treasury shares): WVR ordinary shares B (DD1)
Decrease in treasury shares: WVR ordinary shares B (DD2)
Remarks:
As of July 31, 2026, the outstanding RSUs granted under the 2021 Plan entitled the holders to 17,440,624 Class B Ordinary Shares upon vesting.
No RSUs were granted under the 2021 Plan during the month. 24,000 RSUs vested during the month and were settled using the Class B Ordinary Shares already issued and registered in the
name of the Depositary. 62,128 RSUs RSUs lapsed during the month.
2,159,208 of 17,354,496 shares which may be issued or transferred out of the Depositary pursuant to the vesting of RSUs do not count towards the total number of shares which may be issued or
transferred out of the Depositary pursuant to exercise and/or vesting of all Awards to be granted under the 2021 Plan and any other share incentive schemes of the Company as at the close of
the month (i.e. 104,882,200).
FF301
Page 7 of 10 v 1.2.1
(E). Other Movements in Issued Shares and/or Treasury Shares Not applicable
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1): WVR ordinary shares B
Total increase/ decrease (-) in treasury shares during the month (i.e. Total of AA2 to EE2): WVR ordinary shares B
FF301
Page 8 of 10 v 1.2.1
IV. Information about Hong Kong Depositary Receipt (HDR) Not applicable
FF301
Page 9 of 10 v 1.2.1
V. Confirmations
Pursuant to Main Board Rule 13.25C / GEM Rule 17.27C, we hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued, or the treasury shares
sold or transferred by the issuer during the month as set out in Parts III and IV which has not been previously disclosed in a return published under Main Board Rule 13.25A / GEM Rule 17.27A, it
has been duly authorised by the board of directors of the listed issuer and carried out in compliance with all applicable listing rules, laws and other regulatory requirements and, insofar as
applicable:
(Note 5)
(i) all money due to the listed issuer in respect of the issue of securities, or sale or transfer of treasury shares has been received by it;
(ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
(iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;
(iv) all the securities of each class are in all respects identical (Note 6);
(v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has
been made with all other legal requirements;
(vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue, sale or transfer;
(vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase
consideration for all such property has been duly satisfied; and
(viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the
Registrar of Companies.
Submitted by: Cailian Yang
Title: Director and Joint Company Secretary
(Director, Secretary or other Duly Authorised Officer)
FF301
Page 10 of 10 v 1.2.1
Notes
1. The Exchange refers to The Stock Exchange of Hong Kong Limited.
2. In the case of repurchase of shares (shares repurchased and cancelled) and redemption of shares (shares redeemed and cancelled), "date of event" should be construed as
"cancellation date".
In the case of repurchase of shares (shares held as treasury shares), "date of event" should be construed as "date on which shares were repurchased and held by the issuer in
treasury".
3. The information is required in the case of repurchase of shares (shares repurchased for cancellation but not yet cancelled) and redemption of shares (shares redeemed but not yet
cancelled). Please state the number of shares repurchased or redeemed during the month or in preceding month(s) but pending cancellation as at close of the month as a negative
number.
4. "Initial Prescribed Threshold”, "Alternative Threshold” and "market value" have the meanings ascribed thereto under Main Board Rule 13.32A or 19A.28A / GEM Rule 17.37A or
25.21A. See also Main Board Rule 13.32D(4) or 19A.28D(4) / GEM Rule 17.37D(4) or 25.21D(4) on the basis of the public float disclosure.
5. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases. Where the issuer has already
made the relevant confirmations in a return published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, or the treasury shares sold or
transferred, no further confirmation is required to be made in this return.
6. “Identical” means in this context:
. the securities are of the same nominal value with the same amount called up or paid up;
. they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to
exactly the same sum (gross and net); and
. they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

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