SmartKem 重获纳斯达克 1 美元最低买入价合规，退市警示事项关闭

----- tm2625314d1_8k.htm -----
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported):
September 10, 2026
SmartKem, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-42115
85-1083654
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
3 Germay Drive
,
Unit 4 #1029
Wilmington
,
DE
,
19804
(Address of principal executive offices, including
zip code)
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to
Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of exchange on which
registered
Common Stock, par value
$0.0001 per share
SMTK
The
Nasdaq
Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b - 2 of the Securities Exchange
Act of 1934 (§240.12b - 2 of this chapter).
Emerging growth
company
x
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 3.01. Notice of Delisting
or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
As previously reported in a Current
Report on Form 8-K filed by SmartKem, Inc. (the “Company”) on March 11, 2026, the Company received on March 5, 2026 formal
notice from the Staff of the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”)
that the Company was not in compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) (the
“Minimum Bid Price Rule”) for continued listing on The Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires
listed securities to maintain a minimum bid price of $1.00 per share.
On September 10, 2026, the Staff
notified the Company that the Staff has determined that, for the previous 13 consecutive business days, from August 21 through September
9, 2026, the closing bid price for the Company’s common stock has been at $1.00 per share or greater. Accordingly, the Company has
regained compliance with Listing Rule 5550(a)(2) and the Staff has deemed the matter closed.
Signature
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SMARTKEM, INC.
Dated: September 14, 2026
By:
/s/ Barbra C. Keck
Barbra C. Keck
Chief Financial Officer