🇺🇸 SECRiot Platforms, Inc.Doubao · 实盘不做把握 8/10不做原因:标的无直接敞口
北京时间·🕒 发布 04:30:33·⟳ 抓取 04:31:04 +31s·⚡ 决策 10-15 04:31:56 +52s·12.6 天前
Riot Platforms 将数字资产与现金托管从 NYDIG 切换至 BitGo Bank & Trust
8-K仅披露比特币等数字资产托管方由NYDIG切换至BitGo,属行政/运营层面的例行安排:资产隔离、所有权不变、费用按托管资产市值按月计、可14天无违约金终止,未披露任何对收入、利润、资产价值、比特币持有量或资本结构有实质影响的条款,也无业绩、指引、重大合同或控制权变化,缺乏正期望交易edge。
📄 原文Riot Platforms, Inc.↗ 原文
----- riot-20261007x8k.htm ----- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K C…
不做 Riot Platforms, Inc.(RIOT.US)
8-K仅为数字资产/现金托管方由NYDIG切换至BitGo的例行运营安排,资产隔离且所有权不变、无金额披露、无业绩或资本结构影响,缺乏可交易的增量催化与edge。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
Riot把数字资产托管从NYDIG换到BitGo,是例行托管迁移,条款中性(隔离保管、按月付费、可低成本终止),不含任何业绩或资产价值增量,故无可交易催化,回避。
🔎 新鲜度:最早出现 2026-10-14 · 扩散 low · price-in 风险 low ↗
主要风险
- 若市场将托管方切换解读为对原托管方安全性或公司资产安排的担忧,可能引发短期情绪波动,但8-K文本无此类证据
- 责任上限仅为6个月费用,极端安全事件下赔偿有限,但属托管行业常规条款,非新增风险事件
先例如何影响了这次决策
对本次决策的影响:未改变结论:无edge,回避
方向:托管机构迁移属行政性8-K,不具备可交易方向性,故未检索/构建价格先例
涨幅量级:无足够相似且具催化性质的对齐先例,且事件本身无materiality,不以先例定幅
形态:无
工具执行结果 · 成功 1 · 降级 0 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 11 ms
{"result": "search_processed_events:agent query=`riot platforms bitgo bank trust digital asset custodian 8-k | riot platforms bitgo custodial agreement nydig custody transfer | riot 更换托管机构 nydig bitgo`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agent query 表达式没有召回候选,不能据此证明消息首发或
原文全文
展开原文 · 5,353 字
----- riot-20261007x8k.htm -----
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
October 7, 2026
Riot Platforms, Inc.
(Exact name of registrant as specified in its charter)
Nevada
001-33675
84-1553387
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
85 Rio Grande Drive
,
Suite 200
Castle Rock
,
CO
80104
(Address of principal executive offices)
(303)
794-2000
(Registrant’s telephone number, including area code)
(Former name and former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, no par value per share
RIOT
Nasdaq
Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 1.01. Entry into a Material Definitive Agreement.
On October 7, 2026, Riot Platforms, Inc. (the “
Company
”) entered into a BitGo Custodial Services Agreement (as amended on October 14, 2026, the “
Custody Agreement
”) with BitGo Bank & Trust, National Association (“
BitGo Bank & Trust
”), pursuant to which BitGo Bank & Trust will serve as custodian of the Company’s digital assets and cash. The Company entered into the Custody Agreement in connection with the transfer of its custody relationship from NYDIG Trust Company LLC (“
NYDIG Trust
”) to BitGo Bank & Trust pursuant to an account transfer and transition agreement among the Company, NYDIG Trust, BitGo Bank & Trust and certain of their affiliates. The digital assets and cash held by NYDIG Trust for the Company will be transferred to BitGo Bank & Trust, and the Company’s Digital Asset Custodial Agreement with NYDIG Trust will terminate automatically upon completion of that transfer.
Under the Custody Agreement, BitGo Bank & Trust will hold the Company’s digital assets in segregated custodial accounts maintained solely for the Company and will not commingle them with the digital assets of its other clients, except that, at the Company’s direction, the Company’s digital assets may be held transiently in an omnibus account to settle trades with an affiliate of BitGo Bank & Trust, or may be held in an omnibus account if the Company elects to use BitGo Bank & Trust’s settlement services. The Company retains title to its digital assets held by BitGo Bank & Trust, which are held in a custodial capacity and kept separate from BitGo Bank & Trust’s proprietary assets. The Company will pay BitGo Bank & Trust a monthly fee based on the average value of the digital assets held in custody. The Custody Agreement also requires BitGo Bank & Trust to maintain insurance coverage in such types and amounts as are commercially reasonable for the custodial services it provides.
The Custody Agreement has an initial term of one year and automatically renews for successive one-year terms unless either party provides notice of non-renewal at least 60 days before the end of the then-current term. The Company may terminate the Custody Agreement early upon 14 days’ prior written notice, without payment of an early termination fee, as provided by the amendment.
The Custody Agreement limits BitGo Bank & Trust’s liability to the fees paid or payable during the six months preceding the event giving rise to the claim, subject to certain exceptions, including for fraud, willful misconduct and gross negligence.
The foregoing description of the Custody Agreement is a summary, does not purport to be complete, and is qualified in its entirety by reference to the full text of the Custody Agreement and the amendment thereto, copies of which will be filed as exhibits to the Company’s Annual Report on Form 10-K for the fiscal year ending December 31, 2026
.
S I G N A T U R E
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
RIOT PLATFORMS, INC.
By:
/s/ Jason Chung
Name:
Jason Chung
Title:
Chief Financial Officer
Date: October 14, 2026
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
October 7, 2026
Riot Platforms, Inc.
(Exact name of registrant as specified in its charter)
Nevada
001-33675
84-1553387
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
85 Rio Grande Drive
,
Suite 200
Castle Rock
,
CO
80104
(Address of principal executive offices)
(303)
794-2000
(Registrant’s telephone number, including area code)
(Former name and former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, no par value per share
RIOT
Nasdaq
Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 1.01. Entry into a Material Definitive Agreement.
On October 7, 2026, Riot Platforms, Inc. (the “
Company
”) entered into a BitGo Custodial Services Agreement (as amended on October 14, 2026, the “
Custody Agreement
”) with BitGo Bank & Trust, National Association (“
BitGo Bank & Trust
”), pursuant to which BitGo Bank & Trust will serve as custodian of the Company’s digital assets and cash. The Company entered into the Custody Agreement in connection with the transfer of its custody relationship from NYDIG Trust Company LLC (“
NYDIG Trust
”) to BitGo Bank & Trust pursuant to an account transfer and transition agreement among the Company, NYDIG Trust, BitGo Bank & Trust and certain of their affiliates. The digital assets and cash held by NYDIG Trust for the Company will be transferred to BitGo Bank & Trust, and the Company’s Digital Asset Custodial Agreement with NYDIG Trust will terminate automatically upon completion of that transfer.
Under the Custody Agreement, BitGo Bank & Trust will hold the Company’s digital assets in segregated custodial accounts maintained solely for the Company and will not commingle them with the digital assets of its other clients, except that, at the Company’s direction, the Company’s digital assets may be held transiently in an omnibus account to settle trades with an affiliate of BitGo Bank & Trust, or may be held in an omnibus account if the Company elects to use BitGo Bank & Trust’s settlement services. The Company retains title to its digital assets held by BitGo Bank & Trust, which are held in a custodial capacity and kept separate from BitGo Bank & Trust’s proprietary assets. The Company will pay BitGo Bank & Trust a monthly fee based on the average value of the digital assets held in custody. The Custody Agreement also requires BitGo Bank & Trust to maintain insurance coverage in such types and amounts as are commercially reasonable for the custodial services it provides.
The Custody Agreement has an initial term of one year and automatically renews for successive one-year terms unless either party provides notice of non-renewal at least 60 days before the end of the then-current term. The Company may terminate the Custody Agreement early upon 14 days’ prior written notice, without payment of an early termination fee, as provided by the amendment.
The Custody Agreement limits BitGo Bank & Trust’s liability to the fees paid or payable during the six months preceding the event giving rise to the claim, subject to certain exceptions, including for fraud, willful misconduct and gross negligence.
The foregoing description of the Custody Agreement is a summary, does not purport to be complete, and is qualified in its entirety by reference to the full text of the Custody Agreement and the amendment thereto, copies of which will be filed as exhibits to the Company’s Annual Report on Form 10-K for the fiscal year ending December 31, 2026
.
S I G N A T U R E
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
RIOT PLATFORMS, INC.
By:
/s/ Jason Chung
Name:
Jason Chung
Title:
Chief Financial Officer
Date: October 14, 2026
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5e48c682f4· 2026-10-15 04:31 · doubao / doubao-seed-evolving-latest-version · 策略包2226518bfdee当前