Principal Financial Group 例行季度 8-K：截至2026年9月30日 AUM 为7,850亿美元，智利年金业务出售致规模减少22亿美元

----- tm2627739d1_8k.htm -----
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report:
October 19, 2026
(Date
of earliest event reported)
PRINCIPAL FINANCIAL GROUP, INC.
(Exact
name of registrant as specified in its charter)
Delaware
1-16725
42-1520346
(State or other jurisdiction
(Commission file number)
(I.R.S. Employer
of
incorporation)
Identification
Number)
711
High Street
,
Des
Moines
,
Iowa
50392
(Address
of principal executive offices)
(
515
)
247-5111
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
¨
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
¨
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter)
or rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
¨
¨
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Title
of each class
Trading
symbol(s)
Name
of each exchange on which registered
Common
Stock
PFG
Nasdaq
Global Select Market
Item 7.01
Regulation FD Disclosure
This report is filed quarterly to disclose assets under management
(“AUM”) by asset manager, prior to the availability of Principal Financial Group, Inc's (the "Company") quarterly
earnings release. The amounts presented herein will be consistent with the format of AUM by asset manager and presented again in such
format within the Company's financial supplement for the quarter ended September 30, 2026, when that document is posted to the Company's
investor relations website on or about October 26, 2026.
As of September 30, 2026, the assets under management for Principal
Financial Group were $785.0 billion, of which $581.7 billion is managed by Principal Asset Management - Investment Management and $166.2
billion is managed by Principal Asset Management - International Pension.
For the quarter ended September 30, 2026, a combination of
foreign currency translation, market performance, operations disposed, and other items not reported as part of the Company’s
net cash flow, had an approximate 1.5% negative impact as a percentage of beginning period AUM. Operations disposed AUM in the
current quarter was negative $2.2 billion primarily due to the sale of Chile annuity business in the Principal Asset Management
– International Pension.
During times of market dislocations and a wider dispersion of returns,
it is important to note our exposure to small, mid-cap, and international products in equity AUM, high yield and preferred securities
exposure in fixed income AUM, and exchange rate movement in emerging markets.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
PRINCIPAL FINANCIAL GROUP, INC.
By:
/s/
Humphrey Lee
Name:
Humphrey Lee
Title:
Vice President – Investor Relations and Financial Planning & Analysis
Date:
October 19,
2026