🇺🇸 SECCharter Comm Inc Del CL A NewDoubao · 实盘不做把握 8/10不做原因:标的无直接敞口
北京时间·🕒 发布 18:02:10·⟳ 抓取 18:03:19 +1m09s·⚡ 决策 10-13 18:04:19 +1m00s·14.2 天前
Charter Communications首席商务官Adam Ray卸任,转任顾问至年底
该8-K只是单一首席商务官的例行/普通高管离任及常规离职权益安排,未改变控制、资本配置、业绩指引或核心经营连续性;没有可量化的财务影响,也不足以构成强空催化。
📄 原文Charter Comm Inc Del CL A New↗ 原文
----- ef20083641_8k.htm ----- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuan…
不做 Charter Communications, Inc.(CHTR.US)
普通非CEO/CFO高管离任公告,未披露继任危机、财务损害、指引变化或战略转向;无明确方向和正期望edge。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
Charter披露首席商务官Adam Ray卸任并转任顾问至年底,同时适用既有离职和股权安排。文件未显示CEO/CFO变动、继任危机、战略调整或财务损害,事件方向中性,不做交易。
🔎 新鲜度:最早出现 2026-10-13 · 扩散 low · price-in 风险 low ↗
主要风险
- 若后续媒体或公司披露该离职与重大商业客户流失、管理层内斗或重组有关,可能改变当前中性判断。
- 未披露继任者可能造成短期叙事扰动,但仅凭8-K不能推断为经营利空。
反向证据
- 做空前查反向 · 来源 filing · 日期 2026-10-13 · 影响 weakens
8-K原文仅说明职位卸任、顾问留任及离职权益,未提及客户流失、重组、调查、业绩下修或经营危机。
检索:Charter Communications Adam Ray departure Chief Commercial Officer customer losses restructuring guidance 原文 ↗
先例如何影响了这次决策
对本次决策的影响:先例不足叠加事项非重大,支持AVOID而非凭人事标题开多或开空。
方向:单个非CEO/CFO高管离任且无经营异常的披露通常不构成可交易方向;未检索到足以校准涨跌幅的高相似、同相位先例。
涨幅量级:缺乏可归因于该事件的财务增量和可比价格反应,不用历史幅度设定止盈止损。
形态:无可支持见光死或趋势反转的高相似样本。
工具执行结果 · 成功 1 · 降级 0 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 11 ms
{"result": "search_processed_events:agent query=`charter communications adam ray chief commercial officer departure 8-k | chtr adam ray executive vice president severance october 2026`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agent query 表达式没有召回候选,不能据此证明消息首发或不是重复;按当前事件继续正常研判。
原文全文
展开原文 · 4,674 字
----- ef20083641_8k.htm -----
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 6, 2026
Charter Communications, Inc.
CCO Holdings, LLC
CCO Holdings Capital Corp.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or organization)
001-33664
84-1496755
001-37789
86-1067239
333-112593-01
20-0257904
(Commission File Number)
(I.R.S. Employer Identification Number)
400 Washington Blvd.
Stamford
,
Connecticut
06902
(Address of principal executive offices, including zip code)
(
203
)
905-7801
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A Common Stock, $.001 Par Value
CHTR
NASDAQ Global Select Market
Series A Cumulative Redeemable Preferred Stock, $.001 Par Value
CHTRP
NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.02.
DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
On October 12, 2026, Charter Communications, Inc. (the “Company”) announced that Adam Ray will no longer serve as the Company’s Executive Vice President, Chief
Commercial Officer, effective as of that date. Mr. Ray will remain employed by the Company in a non-executive advisory capacity through December 31, 2026 (the “Departure Date”).
In connection with his departure, Mr. Ray will be entitled to the severance and other benefits provided upon a termination without cause under his employment agreement
with the Company and the vesting contemplated by the existing terms of Mr. Ray’s equity award agreements, subject to his execution of a separation and release agreement. In recognition of Mr. Ray’s services and contributions to the Company over 21
years, subject to Mr. Ray’s execution of a separation and release agreement, the portion of Mr. Ray’s time-vesting restricted stock units and time-vesting stock options that do not vest by their terms on a termination of employment without cause will
continue to vest over the original vesting period as if Mr. Ray’s employment had not been terminated, and Mr. Ray’s vested stock options will remain exercisable until the earlier of (a) the date that is 60 months following the later of the Departure
Date and the applicable vesting date and (b) the applicable expiration date of such stock option.
ITEM 9.01.
FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits
Exhibit
Description
104
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, each of Charter Communications, Inc., CCO Holdings, LLC and CCO Holdings
Capital Corp. has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
CHARTER COMMUNICATIONS, INC.
Registrant
By:
/s/ Jamal Haughton
Jamal Haughton
Date: October 13, 2026
Executive Vice President, General Counsel and Corporate Secretary
CCO HOLDINGS, LLC
Registrant
By:
/s/ Jamal Haughton
Jamal Haughton
Date: October 13, 2026
Executive Vice President, General Counsel and Corporate Secretary
CCO HOLDINGS CAPITAL CORP.
Registrant
By:
/s/ Jamal Haughton
Jamal Haughton
Date: October 13, 2026
Executive Vice President, General Counsel and Corporate Secretary
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 6, 2026
Charter Communications, Inc.
CCO Holdings, LLC
CCO Holdings Capital Corp.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or organization)
001-33664
84-1496755
001-37789
86-1067239
333-112593-01
20-0257904
(Commission File Number)
(I.R.S. Employer Identification Number)
400 Washington Blvd.
Stamford
,
Connecticut
06902
(Address of principal executive offices, including zip code)
(
203
)
905-7801
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A Common Stock, $.001 Par Value
CHTR
NASDAQ Global Select Market
Series A Cumulative Redeemable Preferred Stock, $.001 Par Value
CHTRP
NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.02.
DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
On October 12, 2026, Charter Communications, Inc. (the “Company”) announced that Adam Ray will no longer serve as the Company’s Executive Vice President, Chief
Commercial Officer, effective as of that date. Mr. Ray will remain employed by the Company in a non-executive advisory capacity through December 31, 2026 (the “Departure Date”).
In connection with his departure, Mr. Ray will be entitled to the severance and other benefits provided upon a termination without cause under his employment agreement
with the Company and the vesting contemplated by the existing terms of Mr. Ray’s equity award agreements, subject to his execution of a separation and release agreement. In recognition of Mr. Ray’s services and contributions to the Company over 21
years, subject to Mr. Ray’s execution of a separation and release agreement, the portion of Mr. Ray’s time-vesting restricted stock units and time-vesting stock options that do not vest by their terms on a termination of employment without cause will
continue to vest over the original vesting period as if Mr. Ray’s employment had not been terminated, and Mr. Ray’s vested stock options will remain exercisable until the earlier of (a) the date that is 60 months following the later of the Departure
Date and the applicable vesting date and (b) the applicable expiration date of such stock option.
ITEM 9.01.
FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits
Exhibit
Description
104
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, each of Charter Communications, Inc., CCO Holdings, LLC and CCO Holdings
Capital Corp. has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
CHARTER COMMUNICATIONS, INC.
Registrant
By:
/s/ Jamal Haughton
Jamal Haughton
Date: October 13, 2026
Executive Vice President, General Counsel and Corporate Secretary
CCO HOLDINGS, LLC
Registrant
By:
/s/ Jamal Haughton
Jamal Haughton
Date: October 13, 2026
Executive Vice President, General Counsel and Corporate Secretary
CCO HOLDINGS CAPITAL CORP.
Registrant
By:
/s/ Jamal Haughton
Jamal Haughton
Date: October 13, 2026
Executive Vice President, General Counsel and Corporate Secretary
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