TD银行(道明银行)向SEC提交6-K重大变更报告,披露9月3日高管重组:COO Taylan Turan离任,新设首席战略与商务官等三名SEVP
全文(6-K封面+Exhibit 99.1重大变更报告+Schedule A新闻稿)已完整读取:这是一份把2026年9月3日已公开新闻稿补录到SEC的行政性备案,实质内容为三名高管任命与COO离任,文件自身声明'不构成重组交易'。按治理与关键人经验口径,人事变化只有在改变控制权、资本配置、客户信任或关键执行能力时才是强催化;此处继任者均为内部/现任高管、职责为内部汇报线整合,且披露日晚于新闻稿8天、信息早已消化。对2.1万亿加元资产的超大市值主标的而言属典型软催化,无金额、无指引、无预期差,Web/KB/行情/先例都不可能改变'不做'的结论,故早停输出完整AVOID,不再追加检索与报价。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
事实:TD于2026-09-11向SEC提交Form 6-K,附件为9月11日签署的重大变更报告,备案9月3日经Cision/SEDAR+发布的高管任命新闻稿——Shpilsky掌GTS、Gupta任首席战略与商务官(整合企业战略、公司拓展、数字资产、支付、合作与采购)、Whitehead任全球企业服务SEVP并接管企业事务与企业AI,COO Taylan Turan离任,报告明确'Disclosure for Restructuring Transactions: Not applicable'。影响链:人事与汇报线调整→不改变资本、信用成本、净息差、收入或监管地位→无每股现金流变化;离任COO的职责已在内部完整再分配,继任者均为现任高管,不存在关键执行能力缺口。价格/证据:新闻稿发布日(9月3日)与本次SEC备案(9月11日)相隔8天,市场对信息的定价窗口早已关闭;TD为北美第六大银行(资产2.1万亿加元),此类治理性披露相对市值的增量可忽略。结论:event_direction=NEUTRAL,无正期望交易,也无做空红线所要求的强空催化(非造假、非下修、非监管处罚),故对道明银行(TD.US)给AVOID,且不产生risk_signals。
主要风险
- COO离任若后续与未披露的内部治理、监管整改(如美国业务合规承诺)或战略分歧相关,可能在未来单独公告中形成实质负面,但本文件未提供任何此类线索
- 本次仅为9月3日新闻稿的SEC补录,若把备案日误当首发日会高估新鲜度;实际信息已在市场消化8天
先例如何影响了这次决策
对本次决策的影响:未改变结论:由于事件本身无价格增量,先例即使存在也不会影响标的、方向或仓位;本次未执行先例检索以避免为填满字段而调用工具
方向:无可用于定价的相似先例;超大市值银行的高管重组在历史上通常无显著股价反应,方向中性
涨幅量级:无高相似、锚干净的先例,故不据此设定任何tp/sl
形态:无证据显示此类披露存在见光死或高开低走模式
原文全文
展开原文 · 8,044 字
6-K
1
d113581d6k.htm
6-K
6-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
For the month of September, 2026
Commission File Number:
001-14446
The Toronto-Dominion Bank
(Translation of registrant’s name into English)
c/o General Counsel’s Office
P.O. Box 1, Toronto Dominion Centre,
Toronto, Ontario, M5K 1A2
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F:
Form
20-F ☐ Form
40-F ☑
This Form
6-K
is incorporated by reference into all
outstanding Registration Statements of The Toronto-Dominion Bank filed with the U.S. Securities and Exchange Commission.
EXHIBIT INDEX
Exhibit
Description
99.1
Material Change Report dated September 11, 2026
FORM
6-K
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE TORONTO-DOMINION BANK
DATE: September 11, 2026
By:
/s/
Sue-Anne
Fox
Name:
Sue-Anne
Fox
Title:
Associate Vice President, Legal, Treasury and Corporate Securities
----- d113581dex991.htm -----
EX-99.1
2
d113581dex991.htm
EX-99.1
EX-99.1
Exhibit 99.1
FORM
51-102F3
MATERIAL CHANGE REPORT
1.
Name and Address of Company
The Toronto-Dominion Bank (“TD” or the “Bank”)
P.O. Box 1, Toronto Dominion Centre,
Toronto, Ontario, M5K 1A2
2.
Date of Material Change
September 3, 2026
3.
News
Release
Attached as Schedule “A” is a news release announcing the material change, which was disseminated on September 3, 2026,
through Cision and subsequently filed on SEDAR+.
4.
Summary of Material Change
On September 3, 2026, TD announced certain executive changes.
5.
Full Description of Material Change
The following appointments were effective September 4, 2026.
Vlad Shpilsky
was appointed Group Head, Global Technology and Solutions (GTS) and will continue to lead the GTS organization, advancing
TD’s technology and digital leadership across the Bank. Under his leadership, the Bank has deployed new innovations and platforms and launched new
AI-enabled
applications to accelerate internal
operations, enhance resilience and security, elevate the client experience, and drive growth across all lines of business.
Renu
Gupta
was appointed Senior Executive Vice President and Chief Strategy and Commercial Officer and will join the Senior Executive Team. The role brings together key capabilities to help accelerate strategy, growth and execution, including
Enterprise Strategy, Corporate Development, Digital Assets, Payments, Partnerships and Procurement. Gupta joined TD in 2020 after a successful career in investment banking and was most recently EVP, Corporate Development and Chief Financial Officer
of TD Securities.
Paul Whitehead
was appointed Senior Executive Vice President, Global Corporate Services and will join the Senior
Executive Team. In addition to his existing mandate, overseeing global client and colleague experience, transformation, enterprise real estate and marketing, Whitehead will assume responsibility for Global Corporate Affairs and enterprise AI.
Bringing these capabilities together will help further strengthen alignment and accelerate execution across the Bank. Whitehead is a career TD banker with a track record of successful leadership across many of TD’s lines of business and
corporate functions.
With these changes,
Taylan Turan
, Group Head, Chief Operating Officer, will leave TD. Since joining the Bank,
Turan has helped advance and accelerate TD’s transformation agenda, strengthening how we operate, extending our AI leadership, and building capabilities that will support future growth.
Disclosure for Restructuring Transactions
Not applicable.
6.
Reliance on Section
7.1(2) of National Instrument 51-102
Not applicable.
7.
Omitted Information
None.
8.
Executive Officer
For further information, please contact Brooke Hales, Senior Vice President, Investor Relations, brooke.hales@td.com,
416-307-8647.
9.
Date of Report
September 11, 2026
Schedule A
TD Bank Group announces senior leadership appointments to further accelerate strategy
TORONTO, Sept. 3, 2026 /CNW/ — TD Bank Group (“TD” or the “Bank”) today announced senior leadership appointments to strengthen
key capabilities and further accelerate execution.
“We have significant momentum and even greater opportunity ahead as we drive change, power our
businesses with AI, and deliver differentiated, more human, client experiences. These appointments bring critical capabilities together, strengthen accountability, and position us to move faster on the priorities that will define TD’s next
chapter of success,” said Raymond Chun, Group President and Chief Executive Officer, TD Bank Group.
The following appointments are effective
September 4, 2026.
Vlad Shpilsky
is appointed Group Head, Global Technology and Solutions (GTS) and will continue to lead the GTS
organization, advancing TD’s technology and digital leadership across the Bank. Under his leadership, the Bank has deployed new innovations and platforms and launched new
AI-enabled
applications to
accelerate internal operations, enhance resilience and security, elevate the client experience, and drive growth across all lines of business.
Renu
Gupta
is appointed Senior Executive Vice President and Chief Strategy and Commercial Officer and will join the Senior Executive Team. The role brings together key capabilities to help accelerate strategy, growth and execution, including
Enterprise Strategy, Corporate Development, Digital Assets, Payments, Partnerships and Procurement. Gupta joined TD in 2020 after a successful career in investment banking and is currently EVP, Corporate Development and Chief Financial Officer of TD
Securities.
Paul Whitehead
is appointed Senior Executive Vice President, Global Corporate Services and will join the Senior Executive Team. In
addition to his existing mandate, overseeing global client and colleague experience, transformation, enterprise real estate and marketing, Whitehead will assume responsibility for Global Corporate Affairs and enterprise AI. Bringing these
capabilities together will help further strengthen alignment and accelerate execution across the Bank. Whitehead is a career TD banker with a track record of successful leadership across many of TD’s lines of business and corporate functions.
With these changes,
Taylan Turan
, Group Head, Chief Operating Officer, will leave TD. Since joining the Bank, Turan has helped advance and
accelerate TD’s transformation agenda, strengthening how we operate, extending our AI leadership, and building capabilities that will support future growth.
“I want to thank Taylan for his partnership and leadership and wish him the very best for the future,” added Chun.
About TD Bank Group
The Toronto-Dominion Bank and its
subsidiaries are collectively known as TD Bank Group (“TD” or the “Bank”). TD is the sixth largest bank in North America by assets and serves 28.2 million clients in four key businesses operating in a number of locations
in financial centres around the globe: Canadian Personal and Commercial Banking, including TD Canada Trust and TD Auto Finance Canada; U.S. Banking, including TD Auto Finance U.S. and TD Wealth (U.S.); Wealth Management and Insurance, including TD
Wealth (Canada), TD Direct Investing and TD Insurance; and Wholesale Banking, including TD Securities and TD Cowen. TD also ranks among North America’s leading digital banks, with more than 14 million active mobile users in Canada and the
U.S. TD had $2.1 trillion in assets on July 31, 2026. The Toronto-Dominion Bank trades under the symbol “TD” on the Toronto Stock Exchange and New York Stock Exchange.
For further information: For further information: Alicia Skrinjar, Communications Manager, Corporate & Public Affairs,
647-282-9216,
Alicia.Skrinjar@td.com
决策记录链 · 只追加
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