🇺🇸 SECNOMURA HOLDINGS INCDoubao · 实盘不做把握 8/10不做原因:无增量信息
北京时间·🕒 发布 18:01:28·⟳ 抓取 18:02:53 +1m25s·⚡ 决策 09-14 18:05:02 +2m09s·43.1 天前
野村控股6-K月报:600亿日元回购额度已于8月底前用罄(进度100%),8月当月零回购,属例行状态备案、无新增资本回报
这是外国发行人按月向日本关东财务局提交、再以6-K furnished 给SEC的回购状态例行报告:既有600亿日元计划金额已在8月前用满(100.0%),8月当月零回购、零处置,未含新一轮授权、注销、盈利或指引信息。计划完成本身在前期持续买入中已被消化,备案时点无新增资金流或预期差,不构成可交易事件;也不满足风险信号的净损害测试(非取消回购/分红)。
📄 原文NOMURA HOLDINGS INC↗ 原文
----- d123989d6k.htm ----- 6-K 1 d123989d6k.htm FORM 6-K Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHAN…
不做 野村控股(8604.JP)
6-K为例行月度回购状态报告:既有600亿日元额度金额已100%用罄、8月当月零回购,无新增授权、注销或指引,属无增量事实的行政备案,不存在可交易edge;ADR(NMR.US)同理不做。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
野村6-K仅为8月回购月报,600亿日元额度已用罄、当月零操作,无新增回购或注销,属纯行政备案,无预期差,回避。
🔎 新鲜度:最早出现 2026-09-14 · 扩散 low · price-in 风险 low ↗
主要风险
- 若公司后续在窗口到期前后宣布新一轮大额回购或注销已回购股份,将构成独立新催化,需另行评估,不能由本备案推断。
反向证据
- 做多前查反向 · 来源 filing · 日期 2026-09-14 · 影响 none
本6-K未含任何新一轮回购或注销,也无取消返还条款;缺乏支撑做多的新增正面事实
检索:Nomura Holdings new share buyback authorization cancellation August September 2026 原文 ↗
先例如何影响了这次决策
对本次决策的影响:确认不交易,未改变标的或方向
方向:无适用先例:月度回购状态备案属程序性披露,不产生事件窗口超额收益,亦无博方向的必要
涨幅量级:无高相似对齐样本,且无增量资金,不据以设定幅度
形态:回购'完成/用罄'型例行月报通常不构成见光死或利好,因新增买入早已在执行期发生
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{"result": "search_processed_events:agent query=`nomura 60 billion yen repurchase completion september 2026 6-k | nomura holdings share buyback report august 2026 | 野村控股 6-k 回购 进展 2026年8月`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agent query 表达式没有召回候选,不能据此证明消息首发或不是重复;按当前事件继续正
原文全文
展开原文 · 3,844 字
----- d123989d6k.htm -----
6-K
1
d123989d6k.htm
FORM 6-K
Form 6-K
Table of Contents
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
Commission File Number:
1-15270
For the month of September 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi
1-chome
Chuo-ku, Tokyo
103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
Form
20-F
X
Form
40-F
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(7):
Table of Contents
Information furnished on this form:
EXHIBIT
Exhibit Number
1.
(English Translation) Share Buyback Report for the reporting month from August 1, 2026 to August 31, 2026.
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC.
Date: September 14, 2026
By:
/s/ Akito Bato
Akito Bato
Senior Managing Director
Table of Contents
[Translation of Share Buyback Report for the reporting month from
August 1, 2026 to August 31, 2026 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 14, 2026]
Class of Shares:
Common Stock
1.
Status of repurchase
(1)
Status of a repurchase pursuant to a resolution at a general meeting of shareholders
Not applicable
(2)
Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
as of August 31, 2026
Number of Shares
Total Repurchase
Amount (JPY)
Authorization pursuant to the resolution of the Board (January 30, 2026) (Period of repurchase: from February 17, 2026 to September 30, 2026 (excluding the ten business days following the announcement of each quarterly
financial results))
100,000,000
60,000,000,000
Repurchases during this reporting month (Date of repurchase)
(Date)
—
—
—
Total
—
—
—
Aggregate shares repurchased as of the end of this reporting month
46,861,200
59,999,879,300
Progress of share repurchase (%)
46.9
100.0
2.
Status of disposition
as of August 31, 2026
Number of shares disposed
in the reporting month
Aggregate amount of
disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares canceled
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares transferred upon merger, share exchange, share delivery or demerger
(Date)
—
—
—
Subtotal
—
—
—
Other (upon request for purchasing
“less-than-a-full-unit
shares”)
(Date)
—
—
—
Subtotal
—
—
—
Other (exercise of stock acquisition rights)
(Date)
—
—
—
Subtotal
—
—
—
Other (delivery of shares under Restricted Stock Units plan)
(Date)
—
—
—
Subtotal
—
—
—
Total
—
—
—
Table of Contents
3.
Status of shares held in treasury
as of August 31, 2026
As of the end of the reporting month
Number of Shares
Total number of issued shares
3,088,562,601
Number of shares held in treasury
165,592,707
Note) In relation to “2. Status of disposition” and “3. Status of shares held in
treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore
includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for
contribution-in-kind
of monetary compensation
claims on or before August 31, 2026.
6-K
1
d123989d6k.htm
FORM 6-K
Form 6-K
Table of Contents
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
Commission File Number:
1-15270
For the month of September 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi
1-chome
Chuo-ku, Tokyo
103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
Form
20-F
X
Form
40-F
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(7):
Table of Contents
Information furnished on this form:
EXHIBIT
Exhibit Number
1.
(English Translation) Share Buyback Report for the reporting month from August 1, 2026 to August 31, 2026.
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC.
Date: September 14, 2026
By:
/s/ Akito Bato
Akito Bato
Senior Managing Director
Table of Contents
[Translation of Share Buyback Report for the reporting month from
August 1, 2026 to August 31, 2026 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 14, 2026]
Class of Shares:
Common Stock
1.
Status of repurchase
(1)
Status of a repurchase pursuant to a resolution at a general meeting of shareholders
Not applicable
(2)
Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
as of August 31, 2026
Number of Shares
Total Repurchase
Amount (JPY)
Authorization pursuant to the resolution of the Board (January 30, 2026) (Period of repurchase: from February 17, 2026 to September 30, 2026 (excluding the ten business days following the announcement of each quarterly
financial results))
100,000,000
60,000,000,000
Repurchases during this reporting month (Date of repurchase)
(Date)
—
—
—
Total
—
—
—
Aggregate shares repurchased as of the end of this reporting month
46,861,200
59,999,879,300
Progress of share repurchase (%)
46.9
100.0
2.
Status of disposition
as of August 31, 2026
Number of shares disposed
in the reporting month
Aggregate amount of
disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares canceled
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares transferred upon merger, share exchange, share delivery or demerger
(Date)
—
—
—
Subtotal
—
—
—
Other (upon request for purchasing
“less-than-a-full-unit
shares”)
(Date)
—
—
—
Subtotal
—
—
—
Other (exercise of stock acquisition rights)
(Date)
—
—
—
Subtotal
—
—
—
Other (delivery of shares under Restricted Stock Units plan)
(Date)
—
—
—
Subtotal
—
—
—
Total
—
—
—
Table of Contents
3.
Status of shares held in treasury
as of August 31, 2026
As of the end of the reporting month
Number of Shares
Total number of issued shares
3,088,562,601
Number of shares held in treasury
165,592,707
Note) In relation to “2. Status of disposition” and “3. Status of shares held in
treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore
includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for
contribution-in-kind
of monetary compensation
claims on or before August 31, 2026.
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