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🇺🇸 SECNOMURA HOLDINGS INCQwen · 实盘不做把握 8/10不做原因:不是事件
北京时间·🕒 发布 18:01:28·⟳ 抓取 18:02:53 +1m25s·⚡ 决策 09-14 18:04:58 +2m05s·43.3 天前

野村控股向SEC提交6-K例行月报:2026年8月未实施任何回购,600亿日元回购授权金额已100%用满

这是日本《金融商品交易法》下每月必交的自有股份取得状况报告(经 6-K 提交英文译本),属于源备注明确列示的「纯行政备案」:无业绩/指引差、无新合同、无融资条款、无并购或监管事件。唯一可提取的定量事实——8月零回购、金额进度100.0%——只是1月30日已公告授权(上限600亿日元、期限至2026-09-30)的机械执行结果,且累计金额已达上限,任何观察7月月报或跟踪回购进度的投资者都可提前推知,不构成 surprise。同时 8 月单月无买入,意味着这份报告连「回购流量边际变化」的信息都已归零;期末库存股 165.6 百万股无注销、无处置,也不产生每股权益的新增变化。方向上既非新增利好也非新增利空,标的为超大市值金融机构、软催化无金额增量,无可执行 edge,故不做多、不做空、不出风险信号。

📄 原文NOMURA HOLDINGS INC↗ 原文
----- d123989d6k.htm ----- 6-K 1 d123989d6k.htm FORM 6-K Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHAN…
不做 野村控股(8604.JP)
例行行政备案(日本关东财务局月度自有股份取得状况报告的6-K英文译本),非交易事件:8月零回购,累计599.99879亿日元已把1月30日授权的600亿日元金额上限用满(股数进度46.9%),期末库存股1.656亿股无注销、无处置。该结果是既定授权的自然执行终点、可从上月报告推知,无预期差;相对野村数万亿日元市值弹性约1%量级,属超大市值软催化。既无新增利好可做多,也无任何已确认净损害事实可做空,故不出腿、不登记风险信号。
不做 野村控股 ADR(NMR.US)
与东京主上市同一经济权益,无独立催化;且美股此刻为盘前不可成交。同一份行政月报不构成ADR定价事件,回避。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)

研究档案

结论摘要

野村控股 6-K 内容为 2026 年 8 月自有股份回购月报:当月零回购,累计 599.99879 亿日元已把 600 亿日元授权金额用满(股数进度 46.9%),库存股 1.656 亿股无注销无处置。这只是 1 月已公告授权的例行执行进度披露,无业绩、指引、并购、融资或监管新事实,对数万亿日元市值的野村不构成可交易催化,判定回避。

🔎 新鲜度:最早出现 2026-09-14 · 扩散 low · price-in 风险 high ↗

主要风险

  • 唯一需要留意但本次不构成交易信号的一点:金额上限已用尽而授权期限尚有约半个月(至2026-09-30),意味着未来数周不再有回购买盘支撑,若届时公司不宣布新一轮授权,短期资金面利好消失;但这属于已充分可见的既定路径,不是本次报告新增的信息。

反向证据

  • 做空前查反向 · 来源 filing · 日期 2026-09-14 · 影响 none
    无:报告仅列示回购进度(8月零回购、累计46,861,200股/59,999,879,300日元)、库存股处置(全部为「—」)与期末库存股165,592,707股;不存在盈利、资本或合规层面的新增负面事实。回购金额上限用满属既定授权正常执行完毕,不是削减或终止已承诺的现金回报,未通过风险三重测试。
    检索:文件内是否含下调指引、亏损、减值、监管处罚、融资缺口或取消已承诺股东回报等净损害事实 原文 ↗
  • 做多前查反向 · 来源 kb_search · 影响 none
    0 条候选,无重复处理记录;但亦无任何新增事实(如新回购授权、库存股注销计划、季度指引)与本报告绑定,多头逻辑无支撑点。
    检索:search_processed_events:近72小时是否已有同一回购月报或相关新增事实(新一轮回购授权、注销、业绩)被处理

先例如何影响了这次决策

对本次决策的影响:未影响结论;本判定基于文件性质(例行备案、金额上限机械用满、当月零回购)而非历史价格统计。

方向:不适用:本信号为行政性月报,无事件方向可读。

涨幅量级:不适用:无新增事实即无可校准幅度,未调用 event_study。

形态:不适用。

工具执行结果 · 成功 1 · 降级 0 · 失败 0 · 取消 0
  1. search_processed_events 成功 stock_tools HTTP · 17 ms
    {"result": "search_processed_events:agent query=`nomura 600亿日元 回购 完成 100% | nomura holdings share buyback report august 2026 | nomura holdings treasury shares 165,592,707 | 野村控股 股份回购 月报 6-k`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agent query 表达式没有召回候选,不能据此证明消息首发或不是重复;按当前事件继

原文全文

展开原文 · 3,844 字
----- d123989d6k.htm -----
6-K
1
d123989d6k.htm
FORM 6-K
Form 6-K
Table of Contents
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
Commission File Number:
1-15270
For the month of September 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi
1-chome
Chuo-ku, Tokyo
103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
Form
20-F
X
Form
40-F
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(7):
Table of Contents
Information furnished on this form:
EXHIBIT
Exhibit Number
1.
(English Translation) Share Buyback Report for the reporting month from August 1, 2026 to August 31, 2026.
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC.
Date: September 14, 2026
By:
/s/ Akito Bato
Akito Bato
Senior Managing Director
Table of Contents
[Translation of Share Buyback Report for the reporting month from
August 1, 2026 to August 31, 2026 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 14, 2026]
Class of Shares:
Common Stock
1.
Status of repurchase
(1)
Status of a repurchase pursuant to a resolution at a general meeting of shareholders
Not applicable
(2)
Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
as of August 31, 2026
Number of Shares
Total Repurchase
Amount (JPY)
Authorization pursuant to the resolution of the Board (January 30, 2026) (Period of repurchase: from February 17, 2026 to September 30, 2026 (excluding the ten business days following the announcement of each quarterly
financial results))
100,000,000
60,000,000,000
Repurchases during this reporting month (Date of repurchase)
(Date)
—
—
—
Total
—
—
—
Aggregate shares repurchased as of the end of this reporting month
46,861,200
59,999,879,300
Progress of share repurchase (%)
46.9
100.0
2.
Status of disposition
as of August 31, 2026
Number of shares disposed
in the reporting month
Aggregate amount of
disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares canceled
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares transferred upon merger, share exchange, share delivery or demerger
(Date)
—
—
—
Subtotal
—
—
—
Other (upon request for purchasing
“less-than-a-full-unit
shares”)
(Date)
—
—
—
Subtotal
—
—
—
Other (exercise of stock acquisition rights)
(Date)
—
—
—
Subtotal
—
—
—
Other (delivery of shares under Restricted Stock Units plan)
(Date)
—
—
—
Subtotal
—
—
—
Total
—
—
—
Table of Contents
3.
Status of shares held in treasury
as of August 31, 2026
As of the end of the reporting month
Number of Shares
Total number of issued shares
3,088,562,601
Number of shares held in treasury
165,592,707
Note) In relation to “2. Status of disposition” and “3. Status of shares held in
treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore
includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for
contribution-in-kind
of monetary compensation
claims on or before August 31, 2026.

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