🇺🇸 SECNOMURA HOLDINGS INCDoubao · 实盘不做把握 9/10不做原因:无增量信息
北京时间·🕒 发布 10-14 18:01:20·⟳ 抓取 10-14 18:04:10 +2m50s·⚡ 决策 10-15 01:02:53 +6h58m·12.8 天前
野村控股6-K例行月报:截至9月底已用尽600亿日元回购授权,9月当月零回购,无新增回购计划
这是日本金商业法要求的月度回购状况报告,经6-K向SEC转送,属行政性备案:600亿日元授权于9月30日到期、累计用满100%金额均源自2026年1月30日已公告的董事会决议,9月当月零回购也是计划到期+财报静默窗口下的既定情形;文件未宣布新回购、未改变分红或经营预期,对股价无新增信息,无多空edge。
📄 原文NOMURA HOLDINGS INC↗ 原文
----- d384553d6k.htm ----- 6-K 1 d384553d6k.htm FORM 6-K Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHAN…
不做 Nomura Holdings, Inc.(8604.JP)
6-K仅为法定月度回购执行状况报告:600亿日元授权于2026-09-30到期、金额已100%用满、9月零回购均为2026-01-30旧公告的既定结果,无新回购计划、无业绩或指引增量,无预期差与可交易edge;新一期股东回报需等10月底财报另行评估。
不做 Nomura Holdings ADR(NMR.US)
同一发行人ADR映射,底层事件为无新增事实的例行备案,不构成多空催化。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
野村6-K只是9月回购月报:旧的600亿日元回购计划9月30日到期且金额已100%用满,当月零回购,全文无新授权、无业绩信息,属预期内的法定披露,不构成交易事件。
🔎 新鲜度:最早出现 2026-10-14 · 扩散 low · price-in 风险 low ↗
主要风险
- 若市场此前仍预期野村会无缝续作新回购,旧计划到期而无新计划或引发短暂情绪波动,但这属于10月底财报时的独立催化,本6-K不提供该信息
- 月报为日英翻译件,静默窗口口径(各季度财报后十个营业日不回购)意味着10月下旬财报前后的实际回购行为仍待观察
先例如何影响了这次决策
对本次决策的影响:确认不做:不因为'回购完成'这一正面措辞而做多,也不因为'9月零回购/计划到期无新作'而做空,两者均为旧信息。
方向:不适用:日本发行人月度回购执行状况报告是格式化、可预期的法定披露,本身不含预期差,检索同类'月报提交日'的股价反应对交易决策无增量价值,真正有定价意义的事件是回购计划的首次授权/扩容/取消,应另行锚定。
涨幅量级:无高相似先例可用于校准幅度;且本文件无新交易方向,不需要定tp/sl。
形态:月度回购进展报告通常被市场忽略;真正需警惕的'见光死'模式发生在新回购计划宣布或财报当日,而非此类月报。
工具执行结果 · 成功 1 · 降级 0 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 12 ms
{"result": "search_processed_events:agent query=`nomura 60 billion yen repurchase program completed september 30 2026 | nomura holdings share buyback report september 2026 6-k | 野村控股 8604 自己株式取得 2026年9月 月次報告`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agent query 表达式没有召回候选,不能据此
原文全文
展开原文 · 3,893 字
----- d384553d6k.htm -----
6-K
1
d384553d6k.htm
FORM 6-K
Form 6-K
Table of Contents
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
Commission File Number:
1-15270
For the month of October 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi
1-chome
Chuo-ku,
Tokyo
103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
Form
20-F
X
Form
40-F
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(1):
Indicate by check mark if the
registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7):
Table of Contents
Information furnished on this form:
EXHIBIT
Exhibit Number
1.
(English Translation) Share Buyback Report for the reporting month from September 1, 2026 to September 30, 2026.
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC.
Date: October 14, 2026
By:
/s/ Akito Bato
Akito Bato
Senior Managing Director
Table of Contents
[Translation of Share Buyback Report for the reporting month from
September 1, 2026 to September 30, 2026 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on October 14, 2026]
Class of Shares:
Common Stock
1.
Status of repurchase
(1)
Status of a repurchase pursuant to a resolution at a general meeting of shareholders
Not applicable
(2)
Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
as of September 30, 2026
Number of Shares
Total Repurchase
Amount (JPY)
Authorization pursuant to the resolution of the Board (January 30, 2026)
(Period of repurchase: from February 17, 2026 to September 30, 2026 (excluding the ten business days following the announcement of each quarterly
financial results))
100,000,000
60,000,000,000
Repurchases during this reporting month (Date of repurchase)
(Date)
—
—
—
Total
—
—
—
Aggregate shares repurchased as of the end of this reporting month
46,861,200
59,999,879,300
Progress of share repurchase (%)
46.9
100.0
Table of Contents
2.
Status of disposition
as of September 30, 2026
Number of shares disposed in
the reporting month
Aggregate amount of
disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares canceled
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares transferred upon merger, share exchange, share delivery or demerger
(Date)
—
—
—
Subtotal
—
—
—
Other (upon request for purchasing
“less-than-a-full-unit
shares”)
(Date)
September 2
68
109,038
Subtotal
—
68
109,038
Other (exercise of stock acquisition rights)
(Date)
—
—
—
Subtotal
—
—
—
Other (delivery of shares under Restricted Stock Units plan)
(Date)
—
—
—
Subtotal
—
—
—
Total
—
68
109,038
3.
Status of shares held in treasury
as of September 30, 2026
As of the end of the reporting month
Number of Shares
Total number of issued shares
3,088,562,601
Number of shares held in treasury
165,594,021
Note) In relation to “2. Status of disposition” and “3. Status of shares held in
treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore
includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for
contribution-in-kind
of monetary compensation
claims on or before September 30, 2026.
6-K
1
d384553d6k.htm
FORM 6-K
Form 6-K
Table of Contents
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
Commission File Number:
1-15270
For the month of October 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi
1-chome
Chuo-ku,
Tokyo
103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
Form
20-F
X
Form
40-F
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation
S-T
Rule 101(b)(1):
Indicate by check mark if the
registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7):
Table of Contents
Information furnished on this form:
EXHIBIT
Exhibit Number
1.
(English Translation) Share Buyback Report for the reporting month from September 1, 2026 to September 30, 2026.
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC.
Date: October 14, 2026
By:
/s/ Akito Bato
Akito Bato
Senior Managing Director
Table of Contents
[Translation of Share Buyback Report for the reporting month from
September 1, 2026 to September 30, 2026 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on October 14, 2026]
Class of Shares:
Common Stock
1.
Status of repurchase
(1)
Status of a repurchase pursuant to a resolution at a general meeting of shareholders
Not applicable
(2)
Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
as of September 30, 2026
Number of Shares
Total Repurchase
Amount (JPY)
Authorization pursuant to the resolution of the Board (January 30, 2026)
(Period of repurchase: from February 17, 2026 to September 30, 2026 (excluding the ten business days following the announcement of each quarterly
financial results))
100,000,000
60,000,000,000
Repurchases during this reporting month (Date of repurchase)
(Date)
—
—
—
Total
—
—
—
Aggregate shares repurchased as of the end of this reporting month
46,861,200
59,999,879,300
Progress of share repurchase (%)
46.9
100.0
Table of Contents
2.
Status of disposition
as of September 30, 2026
Number of shares disposed in
the reporting month
Aggregate amount of
disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares canceled
(Date)
—
—
—
Subtotal
—
—
—
Treasury shares transferred upon merger, share exchange, share delivery or demerger
(Date)
—
—
—
Subtotal
—
—
—
Other (upon request for purchasing
“less-than-a-full-unit
shares”)
(Date)
September 2
68
109,038
Subtotal
—
68
109,038
Other (exercise of stock acquisition rights)
(Date)
—
—
—
Subtotal
—
—
—
Other (delivery of shares under Restricted Stock Units plan)
(Date)
—
—
—
Subtotal
—
—
—
Total
—
68
109,038
3.
Status of shares held in treasury
as of September 30, 2026
As of the end of the reporting month
Number of Shares
Total number of issued shares
3,088,562,601
Number of shares held in treasury
165,594,021
Note) In relation to “2. Status of disposition” and “3. Status of shares held in
treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore
includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for
contribution-in-kind
of monetary compensation
claims on or before September 30, 2026.
决策记录链 · 只追加
每次领取产生一条记录,重新决策追加一条并以 supersedes 指向被替代的记录(ADR 0014)。
cd141e9c4d· 2026-10-15 01:02 · doubao / doubao-seed-evolving-latest-version · 策略包2226518bfdee当前