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🇺🇸 SECLexinFintech Holdings Ltd.Doubao · 实盘不做把握 7/10不做原因:消息已过时
北京时间·🕒 发布 18:13:41·⟳ 抓取 18:14:04 +23s·⚡ 决策 10-19 18:24:31 +10m27s·8.1 天前

乐信(LX)收到纳斯达克最低买价不足通知,但为周五已发布旧闻、程序性可合股化解,周一6-K无增量

同一份新闻稿已于2026-10-16(周五)经GlobeNewswire公开发布并在当日被市场以-6.14%消化,2026-10-19的6-K仅为向SEC的程序性补报、无任何新增事实(无增量催化);且通知本身不立即退市、有180天补救期并可通过ADS合股恢复合规,属弱催化。做多无任何正面逻辑,做空则面临仙股低位逼空/合股轧空与流动性风险,风险收益不成立。

📄 原文LexinFintech Holdings Ltd.↗ 原文
----- lx-receipt_of_notice-202.htm ----- 6-K 1 lx-receipt_of_notice-202.htm 6-K 6-K UNITED STATES SECURITIES AND EXCHAN…
不做 LexinFintech Holdings Ltd. 乐信(LX.US)
同一新闻稿已于2026-10-16(周五)经GlobeNewswire首发且当日股价-6.14%被定价,周一6-K为重复SEC备案、无增量事实(STALE);通知仅程序性、不立即退市、有180天补救期并可ADS合股化解,属弱催化。做多无正面逻辑;做空处0.64美元52周新低、日均成交额仅约105万美元,面临合股轧空逼空与流动性/滑点风险,风险收益不成立。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)

研究档案

结论摘要

乐信收到纳斯达克1美元最低买价不足通知,但该新闻稿周五(10-16)已发布、当日股价已跌6.14%,周一6-K是重复备案、无增量;通知为程序性、不立即退市且可合股化解,催化弱,多空均无正期望,回避。

🔎 新鲜度:最早出现 2026-10-16 · 扩散 medium · price-in 风险 high ↗

关键理由

  • 若做空:股价已在周五对通知作出-6.14%反应且处于0.64美元/52周新低附近,继续下行的边际空间小而逼空/合股风险高,不构成可交易空头edge

主要风险

  • 公司可能宣布ADS合股(反向拆股)使名义股价跳升至1美元以上,触发低位逼空,做空将受损
  • 低价仙股日均成交额仅约105万美元、买卖价差大,执行滑点与流动性风险高

反向证据

  • 做空前查反向 · 来源 filing · 日期 2026-10-16 · 影响 weakens
    公司明确表示正评估'调整ADS与A类普通股比例'(合股)以恢复合规,且PE(TTM)仅0.45、处0.64美元52周新低;合股名义修复与潜在价值股属性均构成做空的反向风险。
    检索:LexinFintech LX 合股 反向拆股 ADS ratio 现金 回购 业绩 原文 ↗

先例如何影响了这次决策

对本次决策的影响:未改变结论:本条因陈旧/无增量与弱催化直接AVOID

方向:未构造先例面板:结论由'同事件已在周五发布并被定价+6-K无增量'的时点/重复事实直接决定,新增外部同类(纳斯达克最低买价通知通常小幅负面、合股后名义修复)不会改变STALE判定。

涨幅量级:不适用(无ENTER腿,无需校准涨跌幅)

形态:不适用

工具执行结果 · 成功 2 · 降级 0 · 失败 0 · 取消 0
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原文全文

展开原文 · 6,802 字
----- lx-receipt_of_notice-202.htm -----
6-K
1
lx-receipt_of_notice-202.htm
6-K
6-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of October 2026
Commission File Number: 001-38328
LexinFintech Holdings Ltd.
24/F Lezhixinyuan Tower
No. 1201 Keyuan South Road
Nanshan District, Shenzhen 518052
The People's Republic of China
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ___
X
____ Form 40-F _________
Exhibit Index
Exhibit 99.1—Press Release
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LexinFintech Holdings Ltd.
By
/s/ James Xigui Zheng
Name:
James Xigui Zheng
Title:
Chief Financial Officer
Date: October 19, 2026

----- lx-ex99_1.htm -----
EX-99.1
2
lx-ex99_1.htm
EX-99.1
EX-99.1
Exhibit 99.1
LexinFintech Holdings Ltd. Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price
SHENZHEN, China, October 16, 2026 (GLOBE NEWSWIRE) -- LexinFintech Holdings Ltd. (“Lexin” or the “Company”) (NASDAQ: LX), a leading technology-empowered personal financial service enabler in China, today announced that it received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) on October 14, 2026 indicating that the Company is not in compliance with the $1.00 minimum bid price requirement under the Nasdaq Listing Rules (the “Listing Rules”). Based on the closing bid price of the Company’s listed securities from September 1, 2026 to October 13, 2026, the Company has not met the minimum bid price requirement set forth in Listing Rule 5450(a)(1) during that period. The Notice is only a notification of deficiency and has no immediate effect on the listing of the Company’s American Depositary Shares (“ADS”). The Company’s ADSs will continue to trade on the Nasdaq Global Select Market at this time. The Company’s receipt of the Notice does not impact the Company’s business, operations or reporting requirements with the U.S. Securities and Exchange Commission.
The Notice states that under Listing Rule 5810(c)(3)(A), the Company is provided with a period of 180 calendar days, or until April 12, 2027, to regain compliance with the Listing Rules, for which the closing bid price of the Company’s ADSs must meet or exceed $1.00 per ADS for at least ten consecutive business days unless Nasdaq exercises its discretion to extend this ten-day period. In the event the Company does not regain compliance by April 12, 2027, the Company may be eligible for an additional period to regain compliance or may face delisting.
The Company is evaluating options to regain compliance with Nasdaq’s continued listing requirements, including a potential adjustment of the ratio of its ADSs to Class A ordinary shares, and intends to take appropriate measures to timely regain compliance.
The Notice is a standard procedural communication under Nasdaq's listing rules and does not immediately impact the Company's business operations or SEC reporting status. While the Company will use reasonable efforts to regain compliance, there can be no assurance that the Company will ultimately be able to do so. In the event the Company is unable to regain compliance within the applicable period, Nasdaq will initiate delisting proceedings, and the Company will evaluate all available alternatives at that time.
About LexinFintech Holdings Ltd.
We are a leading credit technology-empowered personal financial service enabler. Our mission is to use technology and risk management expertise to make financing more accessible for young generation consumers. We strive to achieve this mission by connecting consumers with financial institutions, where we facilitate through a unique model that includes online and offline channels, installment consumption platform, big data and AI driven credit risk management capabilities, as well as smart user and loan management systems. We also empower financial institutions by providing cutting-edge proprietary technology solutions to meet their needs of financial digital transformation.
For more information, please visit
http://ir.lexin.com
.
To follow us on Twitter, please go to:
https://twitter.com/LexinFintech
.
Safe Harbor Statement
This announcement contains forward-looking statements. These statements are made under the “safe harbor” provisions of the U.S. Private Securities Litigation Reform Act of 1995. Statements that are not historical facts, including statements about Lexin’s beliefs and expectations, are forward-looking statements. These forward-looking statements can be identified by terminology such as “will,” “expects,” “anticipates,” “future,” “intends,” “plans,” “believes,” “estimates,” “confident” and similar
1
Exhibit 99.1
statements. Lexin may also make written or oral forward-looking statements in its periodic reports to the U.S. Securities and Exchange Commission (the “SEC”), in its annual report to shareholders, in press releases and other written materials and in oral statements made by its officers, directors or employees to third parties. Forward-looking statements involve inherent risks and uncertainties. A number of factors could cause actual results to differ materially from those contained in any forward-looking statement, including but not limited to the following: Lexin’s goal and strategies; Lexin’s expansion plans; Lexin’s future business development, financial condition and results of operations; Lexin’s expectation regarding demand for, and market acceptance of, its credit and investment management products; Lexin’s expectations regarding keeping and strengthening its relationship with borrowers, institutional funding partners, merchandise suppliers and other parties it collaborates with; general economic and business conditions; and assumptions underlying or related to any of the foregoing. Further information regarding these and other risks is included in Lexin’s filings with the SEC. All information provided in this press release and in the attachments is as of the date of this press release, and Lexin does not undertake any obligation to update any forward-looking statement, except as required under applicable law.
For investor and media inquiries, please contact:
LexinFintech Holdings Ltd.
IR inquiries:
Will Tan
Tel: +86 (755) 3637-8888 ext. 6258
E-mail: willtan@lexin.com
Media inquiries:
Ruifeng Xu
Tel: +86 (755) 3637-8888 ext. 6993
E-mail: media@lexin.com
SOURCE LexinFintech Holdings Ltd.
2

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