🇺🇸 SECNOMURA HOLDINGS INCDoubao · 实盘不做把握 9/10不做原因:无增量信息
北京时间·🕒 发布 18:01:18·⟳ 抓取 18:03:45 +2m27s·⚡ 决策 10-27 19:59:44 +1h55m·1.1 小时前
野村控股按 6-K 披露截至 2026 年 6 月 30 日的监管资本与 TLAC 比率,属例行资本充足率备案
该 6-K 只是法定监管资本数据备案,数据截至 2026 年 6 月 30 日,未给出新业绩、指引、融资、股东回报或监管处罚信息;资本比率稳健但不构成相对预期的新增利好。
📄 原文NOMURA HOLDINGS INC↗ 原文
----- d154608d6k.htm ----- 6-K 1 d154608d6k.htm FORM 6-K Form 6-K FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Wash…
不做 野村控股(8604.JP)
例行 6-K 仅披露滞后的监管资本和 TLAC 比率,资本稳健但无新增业绩、指引、分红回购或重大融资信息;相对市值缺乏可交易增量,不做多也不做空。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
野村披露 CET1 13.20%、总资本充足率 15.99% 和外部 TLAC 29.97%,显示资本状况稳健;但这是滞后且例行的监管比率披露,没有新增盈利或资本配置惊喜,股票与 ADR 均不做。
消息传播链
- 野村通过法定 6-K 提交监管资本与 TLAC 比率新闻稿;当时东京市场已收盘,美股处于盘前。市场反应:未取得盘前价格反应;该披露无即时交易建议。
- 第三方在 SEC 提交后约 1 小时转载同一新闻稿,未见新增事实或公司评论。
关键理由
- 资本比率均显著高于常规监管最低要求,可排除资本不足或监管约束冲击,但这不是新增盈利催化。
- 核心数据截至 6 月 30 日,且公司已于 7 月下旬披露同一财季业绩,本次 6-K 主要承担注册声明引用和监管沟通功能。
主要风险
- 若市场此前对 6 月末资本水平有显著更低预期,8604.JP 次日可能出现小幅情绪反应,但文件未提供这种预期差证据。
- 标题提及流动性覆盖率而附件表格未列示 LCR 数值,说明该文件信息含量有限,不能据此推断流动性改善或恶化。
反向证据
- 做空前查反向 · 来源 filing · 日期 2026-10-27 · 影响 invalidates
披露的 CET1 13.20%、总资本充足率 15.99%、TLAC 29.97% 均属稳健,文件未提示资本不足、监管处罚或融资缺口。
检索:Nomura regulatory capital shortfall CET1 TLAC breach penalty June 2026 原文 ↗ - 做多前查反向 · 来源 web · 日期 2026-07-30 · 影响 weakens
公司 7 月下旬已发布同一财季业绩与财务状况材料,本次资本比率难以构成新的正向盈利惊喜。
检索:Nomura FY2026 first quarter results capital position July 2026 原文 ↗
先例如何影响了这次决策
对本次决策的影响:先例缺失不改变 AVOID:即使存在小幅资本稳健正反应,也没有相对市值可量化的新增收入、利润或资本回报变化。
方向:未采用价格先例;例行监管资本备案本身没有可交易的方向冲击。
涨幅量级:没有足够的首发、同相位对齐样本来校准止盈止损,且本案不进入交易。
形态:未发现足以支持买入或卖空的见光死模式;判断主要基于披露内容缺乏增量,而非先例价格表现。
工具执行结果 · 成功 7 · 降级 0 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 523 ms
{"result": "search_processed_events:agent query=`nomura cet1 ratio 13.20% external tlac 29.97% | nomura holdings consolidated regulatory capital liquidity coverage ratios june 30 2026 | 野村控股 6-k 资本充足率 杠杆率 tlac cet1`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 69.7/72 小时、4850 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agent query 表达式 - web_search 成功 doubao_search · 2,184 ms
豆包搜索结果(原始查询:site:nomuraholdings.com "Nomura Announces Consolidated Regulatory Capital and Liquidity Coverage Ratios" 2026 2025;API SearchType:web) - web_search 成功 doubao_search · 1,633 ms
豆包搜索结果(原始查询:Nomura Holdings consolidated capital adequacy ratios March 31 2026 CET1 TLAC leverage ratio;API SearchType:web) - normalize_ticker 成功 stock_tools HTTP · 12 ms
{ - web_search 成功 doubao_search · 1,333 ms
豆包搜索结果(原始查询:"Nomura Announces Consolidated Regulatory Capital and Liquidity Coverage Ratios" "October" 6-K;API SearchType:web) - web_search 成功 doubao_search · 918 ms
豆包搜索结果(原始查询:"Nomura Announces Consolidated Regulatory Capital" "June 30, 2025";API SearchType:web) - web_search 成功 doubao_search · 682 ms
web_search「site:sec.gov/Archives/edgar/data/1163653 "Consolidated Regulatory Capital" "June 30, 2026"」无结果。
原文全文
展开原文 · 4,105 字
----- d154608d6k.htm -----
6-K
1
d154608d6k.htm
FORM 6-K
Form 6-K
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
Commission File Number:
1-15270
For the month of October 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1,
Nihonbashi
1-chome
Chuo-ku, Tokyo
103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
Form
20-F
X
Form
40-F
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1):
Indicate by check mark if the registrant
is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7):
Information furnished on this form:
EXHIBIT
Exhibit Number
1.
Nomura Announces Consolidated Regulatory Capital and Liquidity Coverage Ratios
The registrant hereby incorporates Exhibit 1 to this report on Form 6-K by reference (i) in the prospectus
that is part of the Registration Statement on Form F-3 (Registration No. 333-283915) of the registrant, originally filed with the SEC on December 19, 2024, as amended by Post-Effective Amendment No. 1 thereto, filed with the SEC on August 29, 2025
and (ii) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-297506) of the registrant and of Nomura America Finance, LLC, filed with the SEC on July 16, 2026.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC.
Date: October 27, 2026
By:
/s/ Akito Bato
Akito Bato
Senior Managing Director
Nomura Announces Consolidated Regulatory Capital and Liquidity Coverage Ratios
Tokyo, October
27, 2026
—Nomura Holdings, Inc. (Nomura) today announced the following
summary of the consolidated
capital adequacy ratios, consolidated leverage ratio, and External TLAC ratios for the period ended June 30, 2026.
For further information on
consolidated regulatory capital requirements applicable to Nomura, see “Item 5.B Liquidity and Capital Resources—Consolidated Regulatory Capital Requirements” in Nomura’s most recent annual report on Form
20-F
filed with the Commission. The report can be accessed via Nomura’s website at:
https://www.nomuraholdings.com/en/investor/library/sec.html#sec_01
Nomura’s website does not form a part of, nor is it incorporated by reference into this news release.
The following table presents Nomura’s consolidated capital adequacy ratios, consolidated leverage
ratio, and External TLAC ratios as of June 30, 2026:
Billions of yen,
except ratios
Jun 30, 2026
Common equity Tier 1 capital
3,302.8
Tier 1 capital
3,761.7
Total capital
4,001.0
Risk-Weighted Assets
Credit risk-weighted assets
14,700.0
Market risk equivalent assets
6,113.3
Operational risk equivalent assets
4,201.9
Total risk-weighted assets
25,015.3
Consolidated Capital Adequacy Ratios
Common equity Tier 1 capital ratio
13.20
%
Tier 1 capital ratio
15.03
%
Consolidated capital adequacy ratio
15.99
%
Consolidated Leverage Ratio
4.77
%
External TLAC Ratios
Risk-weighted assets basis
29.97
%
Leverage ratio exposure measure basis
10.52
%
ends
For further information please contact:
Name
Company
Telephone
Kenji Yamashita
Nomura Holdings, Inc.
81-3-3278-0591
Group Corporate Communications Dept.
Nomura
Nomura is a financial
services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment
Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further
information about Nomura, visit
www.nomura.com
.
6-K
1
d154608d6k.htm
FORM 6-K
Form 6-K
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
of
the Securities Exchange Act of 1934
Commission File Number:
1-15270
For the month of October 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1,
Nihonbashi
1-chome
Chuo-ku, Tokyo
103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
Form
20-F
X
Form
40-F
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1):
Indicate by check mark if the registrant
is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7):
Information furnished on this form:
EXHIBIT
Exhibit Number
1.
Nomura Announces Consolidated Regulatory Capital and Liquidity Coverage Ratios
The registrant hereby incorporates Exhibit 1 to this report on Form 6-K by reference (i) in the prospectus
that is part of the Registration Statement on Form F-3 (Registration No. 333-283915) of the registrant, originally filed with the SEC on December 19, 2024, as amended by Post-Effective Amendment No. 1 thereto, filed with the SEC on August 29, 2025
and (ii) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-297506) of the registrant and of Nomura America Finance, LLC, filed with the SEC on July 16, 2026.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC.
Date: October 27, 2026
By:
/s/ Akito Bato
Akito Bato
Senior Managing Director
Nomura Announces Consolidated Regulatory Capital and Liquidity Coverage Ratios
Tokyo, October
27, 2026
—Nomura Holdings, Inc. (Nomura) today announced the following
summary of the consolidated
capital adequacy ratios, consolidated leverage ratio, and External TLAC ratios for the period ended June 30, 2026.
For further information on
consolidated regulatory capital requirements applicable to Nomura, see “Item 5.B Liquidity and Capital Resources—Consolidated Regulatory Capital Requirements” in Nomura’s most recent annual report on Form
20-F
filed with the Commission. The report can be accessed via Nomura’s website at:
https://www.nomuraholdings.com/en/investor/library/sec.html#sec_01
Nomura’s website does not form a part of, nor is it incorporated by reference into this news release.
The following table presents Nomura’s consolidated capital adequacy ratios, consolidated leverage
ratio, and External TLAC ratios as of June 30, 2026:
Billions of yen,
except ratios
Jun 30, 2026
Common equity Tier 1 capital
3,302.8
Tier 1 capital
3,761.7
Total capital
4,001.0
Risk-Weighted Assets
Credit risk-weighted assets
14,700.0
Market risk equivalent assets
6,113.3
Operational risk equivalent assets
4,201.9
Total risk-weighted assets
25,015.3
Consolidated Capital Adequacy Ratios
Common equity Tier 1 capital ratio
13.20
%
Tier 1 capital ratio
15.03
%
Consolidated capital adequacy ratio
15.99
%
Consolidated Leverage Ratio
4.77
%
External TLAC Ratios
Risk-weighted assets basis
29.97
%
Leverage ratio exposure measure basis
10.52
%
ends
For further information please contact:
Name
Company
Telephone
Kenji Yamashita
Nomura Holdings, Inc.
81-3-3278-0591
Group Corporate Communications Dept.
Nomura
Nomura is a financial
services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment
Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further
information about Nomura, visit
www.nomura.com
.
决策记录链 · 只追加
每次领取产生一条记录,重新决策追加一条并以 supersedes 指向被替代的记录(ADR 0014)。
7e24633260· 2026-10-27 19:59 · doubao / doubao-seed-evolving-latest-version · 策略包b7b4acf827b8当前