🇺🇸 SECHeartSciences Inc.Doubao · 实盘不做把握 8/10不做原因:无增量信息
北京时间·🕒 发布 04:45:09·⟳ 抓取 04:51:07 +5m58s·⚡ 决策 10-22 05:16:41 +25m34s·5.8 天前
HeartSciences 再提交 DEFA14A:仍是 Fortitude(Zcash 挖矿)全股票合并案的程序性征集补充材料,无新增事实
同一 Fortitude 全股票合并案的 DEFA14A 程序性补充征集材料已在 10-19 两次、10-21 多次被研判为不做;本次全文与此前版本实质相同,仅为合并沟通材料合订,无新增条款、金额、指引或交割进展。HSCS 今日已因委托书/投票安排上涨 13.74% 收 3.56 美元,约 1720 万美元微盘、20 日日均成交不足 95 万美元,盘后仅 1700 股且小幅回落 1.69%,无新增利多可追、也无新增利空可空。
📄 原文HeartSciences Inc.↗ 原文
----- ea0309332-defa14a_heart.htm ----- DEFA14A 1 ea0309332-defa14a_heart.htm DEFINITIVE ADDITIONAL MATERIALS UNITED ST…
不做 HeartSciences Inc.(HSCS.US)
本次 DEFA14A 是 2026-06-23 已宣布、10-19 已提交正式委托书的 Fortitude 全股票合并案的又一份程序性征集补充材料,无新增交易条款或基本面事实(NO_INCREMENTAL_FACT);合并/投票预期今日已推动股价 +13.74%,约 1720 万美元微盘、日均成交不足 95 万美元,盘后无量微跌,追多无 edge;ZEC 出售陈述为常规披露、无新增利空,亦不开空。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
这份 DEFA14A 只是 6 月 23 日已宣布的 HeartSciences–Fortitude 合并案在 10-19 正式委托书后的又一份程序性征集补充材料,无增量事实;相关投票预期今日已推动股价 +13.7%,微盘低流动性下追多无 edge,亦无新利空,故不做。
🔎 新鲜度:最早出现 2026-06-23 · 扩散 high · price-in 风险 high ↗
关键理由
- 合并条款、投票日(11-19)和拟用代码 TUDE 均为 6-10 月已公开信息,本文件未改变任何交易条件或基本面
- 今日 +13.74% 的上涨已反映委托书/投票催化,盘后无量微跌,本备案不含能继续驱动价格的新增信息
主要风险
- 约 1720 万美元微盘、20 日日均成交不足 95 万美元,盘后价格极薄,任何方向滑点与无法成交风险都高
- 合并仍需 11-19 股东批准及 Nasdaq 上市批准,Zcash 价格波动可能在投票/交割前制造双向跳空,但不构成本文件的新增催化
反向证据
- 做多前查反向 · 来源 web · 日期 2026-10-21 · 影响 none
未发现任何超出 6-23 协议与 10-19 委托书的新增条款、对价调整或提前交割;今日上涨由委托书/投票安排驱动且已在盘中体现
检索:HeartSciences Fortitude merger new terms amendment vote date October 2026 - 做空前查反向 · 来源 filing · 日期 2026-10-21 · 影响 none
ZEC 出售/质押为常规风险披露,非新增抛压或证伪;无交易失败、监管阻断或下修等新利空,不满足做空催化
检索:HeartSciences Fortitude ZEC selling shareholder vote risk October 2026 原文 ↗
先例如何影响了这次决策
对本次决策的影响:确认不做:NO_INCREMENTAL_FACT,直接 AVOID,不再检索并购先例
方向:无可用于定价的新增事件;本案为重复程序性备案,无需外部先例校准
涨幅量级:不适用
形态:自家历史处理已两次将同类 DEFA14A 判为无增量不做,方向一致
工具执行结果 · 成功 2 · 降级 0 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 2,213 ms
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{
原文全文
展开原文 · 7,438 字
----- ea0309332-defa14a_heart.htm -----
DEFA14A
1
ea0309332-defa14a_heart.htm
DEFINITIVE ADDITIONAL MATERIALS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 14A
Proxy Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant
☒
Filed by a Party other than the Registrant
☐
Check the appropriate box:
☐
Preliminary Proxy Statement
☐
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐
Definitive Proxy Statement
☒
Definitive Additional Materials
☐
Soliciting Material pursuant to Rule 14a-12
HeartSciences
Inc.
(Name of Registrant as Specified in its Charter)
(Name of Person(s) Filing Proxy Statement, if
other than the Registrant)
Payment of Filing Fee (Check all boxes that apply):
☒
No fee required
☐
Fee paid previously with preliminary materials
☐
Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11
Explanatory Note
This filing contains certain communications made in connection with
the Proposed Transaction (as defined below) including a social media post published by a certain executive officer of Digital Currency
Group, Inc. (“DCG”).
Fortitude Mining Holdings, Inc. (“Fortitude”), a vertically-integrated
digital asset mining platform anchored in Zcash, and HeartSciences Inc. (“HeartSciences”) (Nasdaq: HSCS), an AI-powered medical
technology company, have entered into a definitive merger agreement to combine in an all-stock transaction (the “Proposed Transaction”).
The following is important information that should be read together with communications included herein.
Additional Information About the Proposed Transaction and Where
to Find It
Communications related to each of Fortitude and HeartSciences, their
respective businesses and the Proposed Transaction may be deemed solicitation material in respect of the Proposed Transaction. In connection
with the Proposed Transaction, on October 19, 2026, HeartSciences filed a definitive proxy statement on Schedule 14A (the “Definitive
Proxy Statement”) with the U.S. Securities and Exchange Commission (“SEC”), and may file additional relevant materials
with the SEC from time to time. HeartSciences will mail the Definitive Proxy Statement and a proxy card to each shareholder entitled to
vote at the special meeting relating to the Proposed Transaction. INVESTORS AND SHAREHOLDERS OF HEARTSCIENCES ARE URGED TO READ THESE
MATERIALS (INCLUDING ANY AMENDMENTS OR SUPPLEMENTS THERETO) AND ANY OTHER RELEVANT DOCUMENTS IN CONNECTION WITH THE PROPOSED TRANSACTION
THAT HEARTSCIENCES HAS FILED OR MAY FILE WITH THE SEC WHEN THEY BECOME AVAILABLE BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT HEARTSCIENCES
AND THE PROPOSED TRANSACTION.COMMUNICATIONS THAT DO NOT CONTAIN ALL THE INFORMATION THAT SHOULD BE CONSIDERED CONCERNING THE PROPOSED
TRANSACTION AND RELATED MATTERS ARE NOT INTENDED TO PROVIDE THE BASIS FOR ANY INVESTMENT DECISION OR ANY OTHER DECISION IN RESPECT OF
SUCH MATTERS. The Definitive Proxy Statement, the preliminary proxy statement and other relevant materials in connection with the Proposed
Transaction (when they become available), and any other documents filed by HeartSciences with the SEC, may be obtained free of charge
at the SEC’s website at www.sec.gov. In addition, investors and shareholders may obtain free copies of the documents filed with
the SEC or by sending a request to the HeartSciences Investor Relations Department at investorrelations@heartsciences.com.
Cautionary Note Regarding Forward-Looking Information
Communications may contain forward-looking statements concerning HeartSciences,
Fortitude and the Proposed Transaction and other matters. These forward-looking statements generally can be identified by the use of words
such as “aim,” “anticipate,” “expect,” “design,” “plan,” “will,”
“would,” “believe,” “estimate,” “goal,” "intend," and other words of similar
meaning, but the absence of these words does not mean that a statement is not forward-looking. All statements contained in such communication
that do not relate to matters of historical fact should be considered forward-looking statements.
1
These forward-looking statements are based on management’s current
expectations and assumptions as of the date of such communication and are subject to a number of known and unknown risks, uncertainties,
and other factors that could cause actual results to differ materially from those expressed or implied by such statements, which
may include, without limitation, the following: the risk that the Proposed Transaction may not be completed on the anticipated timeline
or at all; the failure to satisfy the conditions to the closing of the Proposed Transaction, including obtaining the requisite approval
of the HeartSciences shareholders; market, macroeconomic, or other conditions that could adversely affect either HeartSciences or
Fortitude, or the combined company; risks related to the integration of the two companies and the management of a newly public company;
risks relating to Fortitude’s operations and business, including the highly volatile nature of the price of Zcash and other cryptocurrencies;
and risks relating to significant legal, commercial, regulatory and technical uncertainty regarding digital assets generally. Additional
factors that may cause actual results to differ materially from those expressed or implied by the forward-looking statements in such
communications are discussed in the Definitive Proxy Statement, the preliminary proxy statement, HeartSciences’ 2026 Annual Report
on Form 10-K, filed with the SEC on July 23, 2026, HeartSciences’ Quarterly Report on Form 10-Q for the fiscal quarter ended July
31, 2026, filed with the SEC on September 14, 2026, and other HeartSciences’ reports filed with the SEC from time to time. Readers
are cautioned not to place undue reliance on these forward-looking statements. Each of HeartSciences and Fortitude expressly disclaims
any obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise,
except as required by applicable law. Any forward-looking statements made in such communications are made as of the date of the communication.
Participants in the Solicitation
HeartSciences and Fortitude, their respective directors and executive
officers, and certain executive officers of DCG may be deemed to be participants in the solicitation of proxies from HeartSciences’
shareholders with respect to the Proposed Transaction. Information regarding the identity of the potential participants, and their direct
or indirect interests in the Proposed Transaction, by security holdings or otherwise, is set forth in the Definitive Proxy Statement and
other materials that have been or may be filed with the SEC in connection with the Proposed Transaction.
In the ordinary course of business, Fortitude currently sells or otherwise
monetizes all the digital assets that it mines, including ZEC. In addition, Fortitude and its affiliates and subsidiaries, including DCG,
from time to time sell, pledge or otherwise monetize their digital asset holdings, including ZEC. The funds received from such sales,
pledges, or other monetization activities are used to fund operating expenses and capital investments, as well as for other purposes,
including to hedge exposures and realize investment gains.
2
3
DEFA14A
1
ea0309332-defa14a_heart.htm
DEFINITIVE ADDITIONAL MATERIALS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 14A
Proxy Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant
☒
Filed by a Party other than the Registrant
☐
Check the appropriate box:
☐
Preliminary Proxy Statement
☐
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐
Definitive Proxy Statement
☒
Definitive Additional Materials
☐
Soliciting Material pursuant to Rule 14a-12
HeartSciences
Inc.
(Name of Registrant as Specified in its Charter)
(Name of Person(s) Filing Proxy Statement, if
other than the Registrant)
Payment of Filing Fee (Check all boxes that apply):
☒
No fee required
☐
Fee paid previously with preliminary materials
☐
Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11
Explanatory Note
This filing contains certain communications made in connection with
the Proposed Transaction (as defined below) including a social media post published by a certain executive officer of Digital Currency
Group, Inc. (“DCG”).
Fortitude Mining Holdings, Inc. (“Fortitude”), a vertically-integrated
digital asset mining platform anchored in Zcash, and HeartSciences Inc. (“HeartSciences”) (Nasdaq: HSCS), an AI-powered medical
technology company, have entered into a definitive merger agreement to combine in an all-stock transaction (the “Proposed Transaction”).
The following is important information that should be read together with communications included herein.
Additional Information About the Proposed Transaction and Where
to Find It
Communications related to each of Fortitude and HeartSciences, their
respective businesses and the Proposed Transaction may be deemed solicitation material in respect of the Proposed Transaction. In connection
with the Proposed Transaction, on October 19, 2026, HeartSciences filed a definitive proxy statement on Schedule 14A (the “Definitive
Proxy Statement”) with the U.S. Securities and Exchange Commission (“SEC”), and may file additional relevant materials
with the SEC from time to time. HeartSciences will mail the Definitive Proxy Statement and a proxy card to each shareholder entitled to
vote at the special meeting relating to the Proposed Transaction. INVESTORS AND SHAREHOLDERS OF HEARTSCIENCES ARE URGED TO READ THESE
MATERIALS (INCLUDING ANY AMENDMENTS OR SUPPLEMENTS THERETO) AND ANY OTHER RELEVANT DOCUMENTS IN CONNECTION WITH THE PROPOSED TRANSACTION
THAT HEARTSCIENCES HAS FILED OR MAY FILE WITH THE SEC WHEN THEY BECOME AVAILABLE BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT HEARTSCIENCES
AND THE PROPOSED TRANSACTION.COMMUNICATIONS THAT DO NOT CONTAIN ALL THE INFORMATION THAT SHOULD BE CONSIDERED CONCERNING THE PROPOSED
TRANSACTION AND RELATED MATTERS ARE NOT INTENDED TO PROVIDE THE BASIS FOR ANY INVESTMENT DECISION OR ANY OTHER DECISION IN RESPECT OF
SUCH MATTERS. The Definitive Proxy Statement, the preliminary proxy statement and other relevant materials in connection with the Proposed
Transaction (when they become available), and any other documents filed by HeartSciences with the SEC, may be obtained free of charge
at the SEC’s website at www.sec.gov. In addition, investors and shareholders may obtain free copies of the documents filed with
the SEC or by sending a request to the HeartSciences Investor Relations Department at investorrelations@heartsciences.com.
Cautionary Note Regarding Forward-Looking Information
Communications may contain forward-looking statements concerning HeartSciences,
Fortitude and the Proposed Transaction and other matters. These forward-looking statements generally can be identified by the use of words
such as “aim,” “anticipate,” “expect,” “design,” “plan,” “will,”
“would,” “believe,” “estimate,” “goal,” "intend," and other words of similar
meaning, but the absence of these words does not mean that a statement is not forward-looking. All statements contained in such communication
that do not relate to matters of historical fact should be considered forward-looking statements.
1
These forward-looking statements are based on management’s current
expectations and assumptions as of the date of such communication and are subject to a number of known and unknown risks, uncertainties,
and other factors that could cause actual results to differ materially from those expressed or implied by such statements, which
may include, without limitation, the following: the risk that the Proposed Transaction may not be completed on the anticipated timeline
or at all; the failure to satisfy the conditions to the closing of the Proposed Transaction, including obtaining the requisite approval
of the HeartSciences shareholders; market, macroeconomic, or other conditions that could adversely affect either HeartSciences or
Fortitude, or the combined company; risks related to the integration of the two companies and the management of a newly public company;
risks relating to Fortitude’s operations and business, including the highly volatile nature of the price of Zcash and other cryptocurrencies;
and risks relating to significant legal, commercial, regulatory and technical uncertainty regarding digital assets generally. Additional
factors that may cause actual results to differ materially from those expressed or implied by the forward-looking statements in such
communications are discussed in the Definitive Proxy Statement, the preliminary proxy statement, HeartSciences’ 2026 Annual Report
on Form 10-K, filed with the SEC on July 23, 2026, HeartSciences’ Quarterly Report on Form 10-Q for the fiscal quarter ended July
31, 2026, filed with the SEC on September 14, 2026, and other HeartSciences’ reports filed with the SEC from time to time. Readers
are cautioned not to place undue reliance on these forward-looking statements. Each of HeartSciences and Fortitude expressly disclaims
any obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise,
except as required by applicable law. Any forward-looking statements made in such communications are made as of the date of the communication.
Participants in the Solicitation
HeartSciences and Fortitude, their respective directors and executive
officers, and certain executive officers of DCG may be deemed to be participants in the solicitation of proxies from HeartSciences’
shareholders with respect to the Proposed Transaction. Information regarding the identity of the potential participants, and their direct
or indirect interests in the Proposed Transaction, by security holdings or otherwise, is set forth in the Definitive Proxy Statement and
other materials that have been or may be filed with the SEC in connection with the Proposed Transaction.
In the ordinary course of business, Fortitude currently sells or otherwise
monetizes all the digital assets that it mines, including ZEC. In addition, Fortitude and its affiliates and subsidiaries, including DCG,
from time to time sell, pledge or otherwise monetize their digital asset holdings, including ZEC. The funds received from such sales,
pledges, or other monetization activities are used to fund operating expenses and capital investments, as well as for other purposes,
including to hedge exposures and realize investment gains.
2
3
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