🇺🇸 SECHeartSciences Inc.Doubao · 实盘不做把握 7/10不做原因:无增量信息
北京时间·🕒 发布 20:00:14·⟳ 抓取 20:02:00 +1m46s·⚡ 决策 10-26 20:04:45 +2m45s·1.2 天前
HeartSciences 就与 Fortitude Mining(Zcash 矿企,DCG 背景)的全股票合并提交 DEFA14A 补充征集材料,无新增交易条款
该 DEFA14A 不含任何相对 6 月合并公告及 10-19 最终委托书的新增事实(无新条款、无数值、无投票/交割进展),只是征集沟通材料和标准前瞻性陈述;合并预期已在股价中交易数月(10-21 最终委托书消息当日 +13.7%),本次盘前无成交反应,没有可交易的信息差。
📄 原文HeartSciences Inc.↗ 原文
----- ea0309606-defa14a_heart.htm ----- DEFA14A 1 ea0309606-defa14a_heart.htm DEFINITIVE ADDITIONAL MATERIALS UNITED ST…
不做 HeartSciences Inc.(HSCS.US)
无新增事实:合并 2026-06-23 已签约、最终委托书 10-19 已提交,本次 DEFA14A 仅为含 DCG 高管社媒帖子的行政性补充征集材料,无新条款/进展;消息已被定价(10-21 +13.7%),盘前零成交反应,且为约 1500 万美元低流动性微盘股,无交易 edge。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
这是一份围绕 4 个月前已签约、10-19 已发最终委托书的 Zcash 矿企借壳合并的行政性 DEFA14A,无新增条款或进展,属旧闻流程性文件;不对 HSCS 开仓。
消息传播链
- HeartSciences 提交 DEFA14A 补充征集材料,转发含 DCG 高管社交媒体帖子的合并相关沟通,无新交易条款;盘前 HSCS 3.13 美元、仅成交 3 股,近乎无反应。
关键理由
- 合并协议 2026-06-23 即已签署并公开,最终委托书 10-19 已提交,本次仅为 Rule 14a 征集补充材料,信息增量为零
主要风险
- 微盘股(市值约 1500 万美元、20 日日均成交额不足 100 万美元)极易受社交媒体帖子刺激出现无基本面波动,双向跳空风险高;若 DCG 帖子含本文件未显示的新表述,本结论需重估
- 合并仍需股东投票且面临 Zcash 价格波动、数字资产监管及整合风险,存在交割不确定性
反向证据
- 做多前查反向 · 来源 web · 日期 2026-10-26 · 影响 supports
本文件自陈合并存在不能按期/根本无法完成、股东批准、Zcash 价格高波动、数字资产监管不确定等风险,且 Fortitude/DCG 持续抛售 ZEC,不支持把流程性文件当利好追多
检索:HeartSciences Fortitude merger vote closing delay Zcash risk 原文 ↗
先例如何影响了这次决策
对本次决策的影响:未据此交易;AVOID 基于信息增量为零而非先例不足
方向:不适用:本次为无新增事实的行政性征集文件,交易催化剂(签约、最终委托书)均已在更早节点发生并被定价,无需用先例校准方向或幅度
涨幅量级:无对齐先例需求
形态:不适用
工具执行结果 · 成功 2 · 降级 1 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 251 ms
{"result": "search_processed_events:agent query=`heartsciences digital currency mining definitive merger agreement | heartsciences fortitude mining merger zcash all-stock | hscs fortitude dcg 合并 代理投票 defa14a`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 69.8/72 小时、2953 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agent query 表达式没有召回候选, - stock_quote 降级 stock_tools HTTP · 1,116 ms
{ - web_search 成功 doubao_search · 1,508 ms
豆包搜索结果(原始查询:HeartSciences Fortitude Mining Holdings merger announcement Zcash DCG;API SearchType:web)
原文全文
展开原文 · 7,438 字
----- ea0309606-defa14a_heart.htm -----
DEFA14A
1
ea0309606-defa14a_heart.htm
DEFINITIVE ADDITIONAL MATERIALS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 14A
Proxy Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant
☒
Filed by a Party other than the Registrant
☐
Check the appropriate box:
☐
Preliminary Proxy Statement
☐
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐
Definitive Proxy Statement
☒
Definitive Additional Materials
☐
Soliciting Material pursuant to Rule 14a-12
HeartSciences
Inc.
(Name of Registrant as Specified in its Charter)
(Name of Person(s) Filing Proxy Statement, if
other than the Registrant)
Payment of Filing Fee (Check all boxes that apply):
☒
No fee required
☐
Fee paid previously with preliminary materials
☐
Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11
Explanatory Note
This filing contains certain communications made in connection with
the Proposed Transaction (as defined below) including a social media post published by a certain executive officer of Digital Currency
Group, Inc. (“DCG”).
Fortitude Mining Holdings, Inc. (“Fortitude”), a vertically-integrated
digital asset mining platform anchored in Zcash, and HeartSciences Inc. (“HeartSciences”) (Nasdaq: HSCS), an AI-powered medical
technology company, have entered into a definitive merger agreement to combine in an all-stock transaction (the “Proposed Transaction”).
The following is important information that should be read together with communications included herein.
Additional Information About the Proposed Transaction and Where
to Find It
Communications related to each of Fortitude and HeartSciences, their
respective businesses and the Proposed Transaction may be deemed solicitation material in respect of the Proposed Transaction. In connection
with the Proposed Transaction, on October 19, 2026, HeartSciences filed a definitive proxy statement on Schedule 14A (the “Definitive
Proxy Statement”) with the U.S. Securities and Exchange Commission (“SEC”), and may file additional relevant materials
with the SEC from time to time. HeartSciences will mail the Definitive Proxy Statement and a proxy card to each shareholder entitled to
vote at the special meeting relating to the Proposed Transaction. INVESTORS AND SHAREHOLDERS OF HEARTSCIENCES ARE URGED TO READ THESE
MATERIALS (INCLUDING ANY AMENDMENTS OR SUPPLEMENTS THERETO) AND ANY OTHER RELEVANT DOCUMENTS IN CONNECTION WITH THE PROPOSED TRANSACTION
THAT HEARTSCIENCES HAS FILED OR MAY FILE WITH THE SEC WHEN THEY BECOME AVAILABLE BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT HEARTSCIENCES
AND THE PROPOSED TRANSACTION.COMMUNICATIONS THAT DO NOT CONTAIN ALL THE INFORMATION THAT SHOULD BE CONSIDERED CONCERNING THE PROPOSED
TRANSACTION AND RELATED MATTERS ARE NOT INTENDED TO PROVIDE THE BASIS FOR ANY INVESTMENT DECISION OR ANY OTHER DECISION IN RESPECT OF
SUCH MATTERS. The Definitive Proxy Statement, the preliminary proxy statement and other relevant materials in connection with the Proposed
Transaction (when they become available), and any other documents filed by HeartSciences with the SEC, may be obtained free of charge
at the SEC’s website at www.sec.gov. In addition, investors and shareholders may obtain free copies of the documents filed with
the SEC or by sending a request to the HeartSciences Investor Relations Department at investorrelations@heartsciences.com.
Cautionary Note Regarding Forward-Looking Information
Communications may contain forward-looking statements concerning HeartSciences,
Fortitude and the Proposed Transaction and other matters. These forward-looking statements generally can be identified by the use of words
such as “aim,” “anticipate,” “expect,” “design,” “plan,” “will,”
“would,” “believe,” “estimate,” “goal,” “intend,” and other words of similar
meaning, but the absence of these words does not mean that a statement is not forward-looking. All statements contained in such communication
that do not relate to matters of historical fact should be considered forward-looking statements.
1
These forward-looking statements are based on management’s current
expectations and assumptions as of the date of such communication and are subject to a number of known and unknown risks, uncertainties,
and other factors that could cause actual results to differ materially from those expressed or implied by such statements, which
may include, without limitation, the following: the risk that the Proposed Transaction may not be completed on the anticipated timeline
or at all; the failure to satisfy the conditions to the closing of the Proposed Transaction, including obtaining the requisite approval
of the HeartSciences shareholders; market, macroeconomic, or other conditions that could adversely affect either HeartSciences or
Fortitude, or the combined company; risks related to the integration of the two companies and the management of a newly public company;
risks relating to Fortitude’s operations and business, including the highly volatile nature of the price of Zcash and other cryptocurrencies;
and risks relating to significant legal, commercial, regulatory and technical uncertainty regarding digital assets generally. Additional
factors that may cause actual results to differ materially from those expressed or implied by the forward-looking statements in such
communications are discussed in the Definitive Proxy Statement, the preliminary proxy statement, HeartSciences’ 2026 Annual Report
on Form 10-K, filed with the SEC on July 23, 2026, HeartSciences’ Quarterly Report on Form 10-Q for the fiscal quarter ended July
31, 2026, filed with the SEC on September 14, 2026, and other HeartSciences’ reports filed with the SEC from time to time. Readers
are cautioned not to place undue reliance on these forward-looking statements. Each of HeartSciences and Fortitude expressly disclaims
any obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise,
except as required by applicable law. Any forward-looking statements made in such communications are made as of the date of the communication.
Participants in the Solicitation
HeartSciences and Fortitude, their respective directors and executive
officers, and certain executive officers of DCG may be deemed to be participants in the solicitation of proxies from HeartSciences’
shareholders with respect to the Proposed Transaction. Information regarding the identity of the potential participants, and their direct
or indirect interests in the Proposed Transaction, by security holdings or otherwise, is set forth in the Definitive Proxy Statement and
other materials that have been or may be filed with the SEC in connection with the Proposed Transaction.
In the ordinary course of business, Fortitude currently sells or otherwise
monetizes all the digital assets that it mines, including ZEC. In addition, Fortitude and its affiliates and subsidiaries, including DCG,
from time to time sell, pledge or otherwise monetize their digital asset holdings, including ZEC. The funds received from such sales,
pledges, or other monetization activities are used to fund operating expenses and capital investments, as well as for other purposes,
including to hedge exposures and realize investment gains.
2
3
DEFA14A
1
ea0309606-defa14a_heart.htm
DEFINITIVE ADDITIONAL MATERIALS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 14A
Proxy Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant
☒
Filed by a Party other than the Registrant
☐
Check the appropriate box:
☐
Preliminary Proxy Statement
☐
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐
Definitive Proxy Statement
☒
Definitive Additional Materials
☐
Soliciting Material pursuant to Rule 14a-12
HeartSciences
Inc.
(Name of Registrant as Specified in its Charter)
(Name of Person(s) Filing Proxy Statement, if
other than the Registrant)
Payment of Filing Fee (Check all boxes that apply):
☒
No fee required
☐
Fee paid previously with preliminary materials
☐
Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11
Explanatory Note
This filing contains certain communications made in connection with
the Proposed Transaction (as defined below) including a social media post published by a certain executive officer of Digital Currency
Group, Inc. (“DCG”).
Fortitude Mining Holdings, Inc. (“Fortitude”), a vertically-integrated
digital asset mining platform anchored in Zcash, and HeartSciences Inc. (“HeartSciences”) (Nasdaq: HSCS), an AI-powered medical
technology company, have entered into a definitive merger agreement to combine in an all-stock transaction (the “Proposed Transaction”).
The following is important information that should be read together with communications included herein.
Additional Information About the Proposed Transaction and Where
to Find It
Communications related to each of Fortitude and HeartSciences, their
respective businesses and the Proposed Transaction may be deemed solicitation material in respect of the Proposed Transaction. In connection
with the Proposed Transaction, on October 19, 2026, HeartSciences filed a definitive proxy statement on Schedule 14A (the “Definitive
Proxy Statement”) with the U.S. Securities and Exchange Commission (“SEC”), and may file additional relevant materials
with the SEC from time to time. HeartSciences will mail the Definitive Proxy Statement and a proxy card to each shareholder entitled to
vote at the special meeting relating to the Proposed Transaction. INVESTORS AND SHAREHOLDERS OF HEARTSCIENCES ARE URGED TO READ THESE
MATERIALS (INCLUDING ANY AMENDMENTS OR SUPPLEMENTS THERETO) AND ANY OTHER RELEVANT DOCUMENTS IN CONNECTION WITH THE PROPOSED TRANSACTION
THAT HEARTSCIENCES HAS FILED OR MAY FILE WITH THE SEC WHEN THEY BECOME AVAILABLE BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT HEARTSCIENCES
AND THE PROPOSED TRANSACTION.COMMUNICATIONS THAT DO NOT CONTAIN ALL THE INFORMATION THAT SHOULD BE CONSIDERED CONCERNING THE PROPOSED
TRANSACTION AND RELATED MATTERS ARE NOT INTENDED TO PROVIDE THE BASIS FOR ANY INVESTMENT DECISION OR ANY OTHER DECISION IN RESPECT OF
SUCH MATTERS. The Definitive Proxy Statement, the preliminary proxy statement and other relevant materials in connection with the Proposed
Transaction (when they become available), and any other documents filed by HeartSciences with the SEC, may be obtained free of charge
at the SEC’s website at www.sec.gov. In addition, investors and shareholders may obtain free copies of the documents filed with
the SEC or by sending a request to the HeartSciences Investor Relations Department at investorrelations@heartsciences.com.
Cautionary Note Regarding Forward-Looking Information
Communications may contain forward-looking statements concerning HeartSciences,
Fortitude and the Proposed Transaction and other matters. These forward-looking statements generally can be identified by the use of words
such as “aim,” “anticipate,” “expect,” “design,” “plan,” “will,”
“would,” “believe,” “estimate,” “goal,” “intend,” and other words of similar
meaning, but the absence of these words does not mean that a statement is not forward-looking. All statements contained in such communication
that do not relate to matters of historical fact should be considered forward-looking statements.
1
These forward-looking statements are based on management’s current
expectations and assumptions as of the date of such communication and are subject to a number of known and unknown risks, uncertainties,
and other factors that could cause actual results to differ materially from those expressed or implied by such statements, which
may include, without limitation, the following: the risk that the Proposed Transaction may not be completed on the anticipated timeline
or at all; the failure to satisfy the conditions to the closing of the Proposed Transaction, including obtaining the requisite approval
of the HeartSciences shareholders; market, macroeconomic, or other conditions that could adversely affect either HeartSciences or
Fortitude, or the combined company; risks related to the integration of the two companies and the management of a newly public company;
risks relating to Fortitude’s operations and business, including the highly volatile nature of the price of Zcash and other cryptocurrencies;
and risks relating to significant legal, commercial, regulatory and technical uncertainty regarding digital assets generally. Additional
factors that may cause actual results to differ materially from those expressed or implied by the forward-looking statements in such
communications are discussed in the Definitive Proxy Statement, the preliminary proxy statement, HeartSciences’ 2026 Annual Report
on Form 10-K, filed with the SEC on July 23, 2026, HeartSciences’ Quarterly Report on Form 10-Q for the fiscal quarter ended July
31, 2026, filed with the SEC on September 14, 2026, and other HeartSciences’ reports filed with the SEC from time to time. Readers
are cautioned not to place undue reliance on these forward-looking statements. Each of HeartSciences and Fortitude expressly disclaims
any obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise,
except as required by applicable law. Any forward-looking statements made in such communications are made as of the date of the communication.
Participants in the Solicitation
HeartSciences and Fortitude, their respective directors and executive
officers, and certain executive officers of DCG may be deemed to be participants in the solicitation of proxies from HeartSciences’
shareholders with respect to the Proposed Transaction. Information regarding the identity of the potential participants, and their direct
or indirect interests in the Proposed Transaction, by security holdings or otherwise, is set forth in the Definitive Proxy Statement and
other materials that have been or may be filed with the SEC in connection with the Proposed Transaction.
In the ordinary course of business, Fortitude currently sells or otherwise
monetizes all the digital assets that it mines, including ZEC. In addition, Fortitude and its affiliates and subsidiaries, including DCG,
from time to time sell, pledge or otherwise monetize their digital asset holdings, including ZEC. The funds received from such sales,
pledges, or other monetization activities are used to fund operating expenses and capital investments, as well as for other purposes,
including to hedge exposures and realize investment gains.
2
3
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