🇺🇸 SECStrive, Inc.Doubao · 实盘不做把握 6/10不做原因:标的无直接敞口
北京时间·🕒 发布 19:59:29·⟳ 抓取 19:59:55 +26s·⚡ 决策 10-14 20:02:48 +2m53s·12.7 天前
Strive 8-K:PIPE 传统认股权证全部行权募资3.692亿美元,同步购入2,822枚比特币
这是一次接近平价(行权价约27美元、股价27.59美元)的机械权证行权融资,资金约2.35亿美元立即换成2,822枚BTC,对每股NAV基本中性:进来3.692亿美元现金/BTC,出去1,367万股(约占总股本13%)。PIPE权证清零更多是市场已知机制的落地,crypto.news在10月13日已报道约2.08亿美元行权及3,311枚购币,本次8-K主要是数字更新;盘前股价约27.3美元、跌约1%,近5日累计-7.3%,处于高位回落通道,没有未被定价的正向surprise,缺乏可交易edge。
📄 原文Strive, Inc.↗ 原文
----- asst-20261014.htm ----- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _________________…
不做 Strive, Inc.(ASST.US)
平价权证行权(约27美元,股价27.59美元)按约13%股本稀释换取等额现金并按市价买入2,822枚BTC,每股NAV/每股比特币含量近似中性;购币与行权主线10月13日已被媒体报道,8-K仅为金额更新和权证清零确认,盘前微跌、近5日-7.3%,无未定价的方向性预期差,多空均不具备正edge。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
Strive盘前8-K确认PIPE传统权证全部行权、募资3.692亿美元并买入2,822枚BTC,但行权价≈市价、按约13%股本稀释换取等额BTC,每股价值中性,且核心内容前一日已被报道;盘前微跌、近期走弱,无预期差,回避。
消息传播链
- 节点
关键理由
- 权证按约27美元平价行权、新增股份约占总股本13%,募资主要按市价换成BTC,对每股比特币含量/NAV近似中性,不构成方向性利好
主要风险
- 若比特币价格相对83,266美元购币成本显著上行,市场可能重新解读为提前加仓利好;反之则形成购币浮亏和情绪压力
- 权证清零消除稀释悬顶但也移除既定融资来源,后续若以更低成本融资购币可能压制股价
反向证据
- 做多前查反向 · 来源 web · 日期 2026-10-13 · 影响 weakens
购币均价约83,266美元接近当前BTC价格水平,无显著浮盈垫;ASST近5日-7.26%、盘前续跌约1%,权证清零同时也意味着既定低成本融资来源耗尽,未见上调指引或超额购币等正向surprise。
检索:Strive ASST warrant exercise dilution bitcoin purchase October 2026 downside risk 原文 ↗
先例如何影响了这次决策
对本次决策的影响:不改变AVOID结论。
方向:比特币国库公司平价权证行权并按市价购币属机制性融资,历史上多为每股NAV中性事件,不提供稳定方向edge;本次结论为回避,未达需用先例校准幅度的ENTER门槛。
涨幅量级:无可靠高相似对齐先例支撑止盈幅度,且不进行ENTER。
形态:未做系统先例面板;仅凭单一8-K与盘前平淡反应不足以支持追多或做空。
工具执行结果 · 成功 4 · 降级 0 · 失败 0 · 取消 0
- search_processed_events 成功 stock_tools HTTP · 11 ms
{"result": "search_processed_events:agent query=`strive 13,674,703 shares class a common stock warrant exercise | strive asst 2,822 bitcoin warrants pipe october 2026 | strive inc asst warrant exercise 369 million bitcoin purchas`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agen - stock_quote 成功 stock_tools HTTP · 393 ms
{ - web_search 成功 doubao_search · 1,669 ms
豆包搜索结果(原始查询:Strive ASST bitcoin purchase warrants exercised $369 million October 2026;API SearchType:web) - web_search 成功 doubao_search · 1,538 ms
豆包搜索结果(原始查询:Strive Inc ASST bitcoin treasury total holdings shares outstanding 2026;API SearchType:web)
原文全文
展开原文 · 3,392 字
----- asst-20261014.htm -----
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_________________________________________________________
FORM
8-K
_________________________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 14, 2026
_________________________________________________________
STRIVE, INC.
(Exact name of Registrant as Specified in Its Charter)
_________________________________________________________
Nevada
001-41612
88-1293236
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
200 Crescent Ct.
,
Suite 1400
,
Dallas
,
Texas
75201
(Address of principal executive offices and zip code)
Registrant’s Telephone Number, Including Area Code: (
855
)
427-7360
(Former Name or Former Address, if Changed Since Last Report)
_________________________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Class A common stock, $0.001 par value per share
ASST
The Nasdaq Stock Market LLC
Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share
SATA
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
Item 8.01.
Other Events.
On October 14, 2026, Strive, Inc. ("Strive" or the "Company") announced that from the period of October 12, 2026 through October 13, 2026, 273,493,909 traditional warrants to purchase 13,674,703 shares of Class A common stock were exercised for expected gross proceeds of $369.2 million. As of close of business on October 13, 2026, there were no traditional warrants issued in connection with the Company's PIPE transaction remaining outstanding. The Company also announced that from the period of October 12, 2026 through October 13, 2026, Strive purchased 2,822 bitcoin at an average price of approximately $83,266 per bitcoin, inclusive of fees and expenses.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Strive, Inc.
Date:
October 14, 2026
By:
/s/ Matthew Cole
Matthew Cole
Chief Executive Officer
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_________________________________________________________
FORM
8-K
_________________________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 14, 2026
_________________________________________________________
STRIVE, INC.
(Exact name of Registrant as Specified in Its Charter)
_________________________________________________________
Nevada
001-41612
88-1293236
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
200 Crescent Ct.
,
Suite 1400
,
Dallas
,
Texas
75201
(Address of principal executive offices and zip code)
Registrant’s Telephone Number, Including Area Code: (
855
)
427-7360
(Former Name or Former Address, if Changed Since Last Report)
_________________________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Class A common stock, $0.001 par value per share
ASST
The Nasdaq Stock Market LLC
Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share
SATA
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
Item 8.01.
Other Events.
On October 14, 2026, Strive, Inc. ("Strive" or the "Company") announced that from the period of October 12, 2026 through October 13, 2026, 273,493,909 traditional warrants to purchase 13,674,703 shares of Class A common stock were exercised for expected gross proceeds of $369.2 million. As of close of business on October 13, 2026, there were no traditional warrants issued in connection with the Company's PIPE transaction remaining outstanding. The Company also announced that from the period of October 12, 2026 through October 13, 2026, Strive purchased 2,822 bitcoin at an average price of approximately $83,266 per bitcoin, inclusive of fees and expenses.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Strive, Inc.
Date:
October 14, 2026
By:
/s/ Matthew Cole
Matthew Cole
Chief Executive Officer
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