🇺🇸 SECHSBC HOLDINGS PLCCodex · 实盘不做把握 9/10不做原因:无增量信息
北京时间·🕒 发布 00:53:26·⟳ 抓取 00:53:51 +25s·⚡ 决策 09-02 00:55:35 +1m44s·55.7 天前
汇丰控股披露员工股权计划项下小额配发普通股
该6-K只是既有员工股权计划block listing项下的小额配发通知，新增股数相对总股本极低，不改变收入、利润、资本回报、监管状态或股东权益预期，缺乏可交易事件。
📄 原文HSBC HOLDINGS PLC↗ 原文
----- a9357s.htm ----- 6-K 1 a9357s.htm NOTIFICATION OF ISSUANCE UNDER BLOCK LISTING a9357s FORM 6-K SECURITIES AND EXC…
不做 汇丰控股（HSBA.GB）
例行员工股权计划小额发行，占总股本约0.00008%，无基本面增量、无重大摊薄、无可交易edge。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
汇丰控股披露2026年8月发行12955股普通股用于HSBC Share Plan 2011，而公司总股本约171.70亿股，本次新增股数占比约0.00008%。这属于既有股权计划下的例行行政发行，不是新的融资、回购变更、重大摊薄或经营事件，因此对汇丰控股各上市载体没有可执行正负edge。
🔎 新鲜度:最早出现 2026-09-01 · 扩散 low · price-in 风险 low ↗
关键理由
- 本次发行股数约12955股，相对17169701783股总股本约0.00008%，摊薄和证券供需影响可忽略。
- 披露未包含业绩、指引、监管处罚、资本返还变动或重大交易条款，无法形成基本面方向。
主要风险
- 若后续另有资本回报、监管或业绩披露，应作为独立新事件重新判断。
先例如何影响了这次决策
对本次决策的影响:先例不足不影响结论；不交易由事件性质和量级直接决定。
方向:例行小额股权计划发行不需要外部先例校准方向，源文本本身已显示无实质基本面或证券供需增量。
涨幅量级:未使用先例校准幅度；本次新增股数占总股本约0.00008%，量级已足以排除可交易性。
形态:未评估见光死模式，因为事件不构成正向或负向催化。
原文全文
展开原文 · 2,197 字
----- a9357s.htm -----
6-K
1
a9357s.htm
NOTIFICATION OF ISSUANCE UNDER BLOCK LISTING
a9357s
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the
month of September
HSBC Holdings plc
8
Canada Square, London E14 5HQ, England
(Indicate
by check mark whether the registrant files or will file annual
reports under
cover of Form 20-F or
Form 40-F).
Form
20-F X Form 40-F .....
1 September 2026
HSBC HOLDINGS PLC
Notification of issuance of equity securities under block
listing
This notification is being made in accordance with PRM 1.6.4, and
covers the period 1 August to 31 August 2026 (the
"Period").
HSBC Holdings plc (the "Company") issued 12,955
Ordinary
Shares of US$0.50 each ("Ordinary Shares") during the period for
issue under the HSBC Share Plan 2011 under the Company's existing
block listing of shares for this purpose. The balance of the
Company's block listing is detailed below.
The new Ordinary Shares will rank pari passu with the existing
issued Ordinary Shares of the Company.
As at 31 August 2026, the issued share capital of the Company was
17,169,701,783 Ordinary Shares.
Block listing summary:
Share Plan
Previous unalloted securities
Change
Balance of unalloted securties
Employee Share Option Scheme
122,418
-
122,418
Executive Share Option Scheme
1,468,459
-
1,468,459
Employee SAYE Plan
16,986,053
-
16,986,053
Ongoing obligations to issue shares in connection with the
acquisition of HSBC Finance Corporation (formerly Household
International Inc.)
68,325,450
-
68,325,450
HSBC Holdings Group Share Option Plan
19,458,570
-
19,458,570
HSBC Share Plan
824,887
-
824,887
HSBC Share Plan 2011
8,816,924
(12,955)
8,803,969
HSBC International Employee Share Purchase Plan
1,703,607
-
1,703,607
Lee Davis
Group Governance
shareholderquestions@hsbc.com
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
HSBC
Holdings plc
By:
Name:
Angela McEntee
Title:
Group Company Secretary
Date:
01 September 2026
6-K
1
a9357s.htm
NOTIFICATION OF ISSUANCE UNDER BLOCK LISTING
a9357s
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the
month of September
HSBC Holdings plc
8
Canada Square, London E14 5HQ, England
(Indicate
by check mark whether the registrant files or will file annual
reports under
cover of Form 20-F or
Form 40-F).
Form
20-F X Form 40-F .....
1 September 2026
HSBC HOLDINGS PLC
Notification of issuance of equity securities under block
listing
This notification is being made in accordance with PRM 1.6.4, and
covers the period 1 August to 31 August 2026 (the
"Period").
HSBC Holdings plc (the "Company") issued 12,955
Ordinary
Shares of US$0.50 each ("Ordinary Shares") during the period for
issue under the HSBC Share Plan 2011 under the Company's existing
block listing of shares for this purpose. The balance of the
Company's block listing is detailed below.
The new Ordinary Shares will rank pari passu with the existing
issued Ordinary Shares of the Company.
As at 31 August 2026, the issued share capital of the Company was
17,169,701,783 Ordinary Shares.
Block listing summary:
Share Plan
Previous unalloted securities
Change
Balance of unalloted securties
Employee Share Option Scheme
122,418
-
122,418
Executive Share Option Scheme
1,468,459
-
1,468,459
Employee SAYE Plan
16,986,053
-
16,986,053
Ongoing obligations to issue shares in connection with the
acquisition of HSBC Finance Corporation (formerly Household
International Inc.)
68,325,450
-
68,325,450
HSBC Holdings Group Share Option Plan
19,458,570
-
19,458,570
HSBC Share Plan
824,887
-
824,887
HSBC Share Plan 2011
8,816,924
(12,955)
8,803,969
HSBC International Employee Share Purchase Plan
1,703,607
-
1,703,607
Lee Davis
Group Governance
shareholderquestions@hsbc.com
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
HSBC
Holdings plc
By:
Name:
Angela McEntee
Title:
Group Company Secretary
Date:
01 September 2026
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