StepStone Group(STEP.US)8-K 披露 2026 年股东大会投票结果:七名董事全部当选、安永获续聘、Say-on-Pay 通过
全文仅为 Item 5.07 股东大会投票结果的事后行政备案:三项提案均按代理声明预期通过,无董事落选、无审计师更换、无 Say-on-Pay 失败、无治理危机或异常弃权信号,也未披露任何财务、经营、并购、融资或监管新事实。不存在影响未来 1–10 个交易日盈利/现金流/股东权益的增量信息,因此既无做多催化也无做空催化,Web/KB/行情与先例检索都不可能改变“不做”的结论,直接早停输出 AVOID。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)
研究档案
结论摘要
事实:StepStone 8-K(2026-09-08)唯一条目为 Item 5.07,公布年度股东大会三项提案最终票数——七名董事全部当选(支持率 80.9%–91.6%)、安永续聘至 FY2027、Say-on-Pay 咨询性通过;出席票 108,711,940 / 可投 120,676,668。影响链:投票结果只确认既有董事会与审计安排延续,不改变 AUM、管理费、绩效分成、资本结构、控制权或任何前瞻指引;无附件新闻稿或财务表,亦无重大协议或人事变动条目。价格/证据:该类结果备案在美股属完全预期的例行披露,市场对无异常的投票结果通常零反应;披露时点为美东 9 月 8 日盘后(现 18:18 ET,已收盘不可成交),即便存在边际信息也只能次日体现,而此处不存在边际信息。结论:无事件、无增量事实、无可交易催化,输出 AVOID,且不登记 risk_signals(无公司级净负面新事实)。
主要风险
- 无交易性风险:本条为例行治理备案,不构成做多或做空催化;Monte Brem 约 11.7% 的 withheld 票若在未来演变为董事离任或治理冲突公告,届时才需重新研判
反向证据
- 做多前查反向 · 来源 filing · 日期 2026-09-08 · 影响 none
逐项核对票数:三名提案全部通过,无董事落选(最低支持率 Monte Brem 87,916,634 FOR vs 12,707,825 WITHHELD),安永续聘与 Say-on-Pay 均通过,无治理异常,未找到任何可支撑做多的新增事实
检索:StepStone Group 8-K Item 5.07 annual meeting vote results 是否存在董事落选/审计师更换/Say-on-Pay 失败等异常治理信号 原文 ↗ - 做空前查反向 · 来源 filing · 日期 2026-09-08 · 影响 none
反对/弃权票占比均在常规区间(审计师续聘反对约 9.4%,Say-on-Pay 反对约 5.3%),未出现 Say-on-Pay 失败、审计师被否或董事被罢免等强空催化,不满足做空红线①
检索:StepStone Group 股东大会投票是否暴露重大反对/治理危机、内控或审计师争议等可做空催化 原文 ↗
先例如何影响了这次决策
对本次决策的影响:先例检索未进行,因为无增量事实这一结论不会被任何历史样本改变;不影响最终 AVOID
方向:无方向可读:例行股东大会投票结果类备案历史上不构成价格催化,无需先例定价
涨幅量级:无幅度校准需要,未调用 event_study
形态:不存在见光死/高开低走结构,因为该披露不含任何预期差
原文全文
展开原文 · 5,312 字
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
September 8, 2026
Date of Report (date of earliest event reported)
STEPSTONE GROUP INC.
(Exact name of registrant as specified in its charter)
Delaware
001-39510
84-3868757
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification No.)
277 Park Avenue, 45
th
Floor
New York,
NY
10172
(Address of Principal Executive Offices)
(Zip Code)
(
212
)
351-6100
Registrant's telephone number, including area code
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A common stock, par value $0.001 per share
STEP
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders
On September 8, 2026, StepStone Group Inc., a Delaware corporation (the “
Company
”) held its 2026 Annual Meeting of Stockholders (the “
Annual Meeting
”) for the purposes of (i) electing seven director nominees named in the Company’s 2026 Proxy Statement (the “
Proxy Statement
”) to serve for a one-year term; (ii) ratifying the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2027; and (iii) approving, on a non-binding and advisory basis, the compensation of the Company's named executive officers (“
Say-on-Pay
”). As of the record date of July 14, 2026, there were 82,288,907 shares of the Company’s Class A common stock, par value $0.001 per share (“
Class A Common Stock
”), and 38,387,761 shares of the Company’s Class B common stock, par value $0.001 per share (“
Class B Common Stock
”), outstanding. Stockholders were entitled to one vote per share of Class A Common Stock held and one vote per share of Class B Common Stock held on the matters presented at the Annual Meeting. The Class A Common Stock and Class B Common Stock voted as a single class on all matters presented at the Annual Meeting. Of the total 120,676,668 votes eligible to be cast at the Annual Meeting, shares entitled to cast 108,711,940 votes were represented. The final results of the stockholder vote are set forth below.
Proposal 1 - Election of Directors
The Company’s stockholders elected each of the nominees for director named in the Proxy Statement, each to serve for a one-year term to expire at the Company’s 2027 annual meeting of stockholders and until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation, removal, retirement or disqualification. The following seven directors were elected by the votes shown below.
FOR
WITHHELD
BROKER NON-VOTES
Monte M. Brem
87,916,634
12,707,825
8,087,481
Valerie G. Brown
94,888,049
5,736,410
8,087,481
Scott W. Hart
99,973,691
650,768
8,087,481
David F. Hoffmeister
91,336,024
9,288,435
8,087,481
Thomas Keck
100,041,871
582,588
8,087,481
Steven R. Mitchell
98,824,212
1,800,247
8,087,481
Anne L. Raymond
95,041,029
5,583,430
8,087,481
Proposal 2 - Ratification of Appointment of Independent Registered Public Accounting Firm
The Company’s stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2027. The selection was ratified by the votes shown below.
FOR
AGAINST
ABSTAIN
BROKER NON-VOTES
98,474,389
10,217,166
20,385
0
Proposal 3 - Say-on-Pay
The Company’s stockholders, on a non-binding and advisory basis, voted to approve the compensation of the Company’s named executive officers. The Say-on-Pay proposal was approved by the votes shown below.
FOR
AGAINST
ABSTAIN
BROKER NON-VOTES
94,882,717
5,720,728
21,014
8,087,481
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
STEPSTONE GROUP INC.
Date: September 8, 2026
By:
/s/ Jennifer Y. Ishiguro
Jennifer Y. Ishiguro
Chief Legal Officer & Secretary
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