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🇺🇸 SECInnovative Eyewear IncDoubao · 实盘不做把握 8/10不做原因:消息已过时
北京时间·🕒 发布 04:30:29·⟳ 抓取 04:31:09 +40s·⚡ 决策 10-09 04:32:14 +1m05s·18.9 天前

Innovative Eyewear 盘后8-K仅转发10月6日已发布的Q3初步销售公告,无新增事实

本次SEC 8-K仅将10月6日通过PRNewswire首发的Q3初步销售新闻稿作为附件提交,事实与措辞均无新增;股价在10月6日新闻稿当日已+3.9%反应,随后10月7日-1.38%、10月8日-1.68%,信息已被消化,盘后提交不构成新催化。

📄 原文Innovative Eyewear Inc↗ 原文
----- innovativeeyewear_8k.htm ----- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K C…
不做 Innovative Eyewear, Inc.(LUCY.US)
8-K仅转发10月6日已首发的Q3初步销售新闻稿,无增量事实;股价已于10月6日+3.9%反应并随后回落,信息price-in,且为存在持续经营/退市风险的微盘股,无edge。
展开详情(成交明细 / 研究档案 / 原文全文 / 决策记录链)

研究档案

结论摘要

这是一份滞后两天的法定转发:实质利好(Q3净销售104万美元、同比+55%)在10月6日已公开并被交易,10月8日盘后8-K无增量事实,且公司市值仅约780万美元、存在持续经营与退市合规风险,无正期望,回避。

🔎 新鲜度:最早出现 2026-10-06 · 扩散 medium · price-in 风险 high ↗

关键理由

  • 核心利好已于10月6日首发并在当日股价+3.9%中反应,本次8-K为重复披露,不存在新鲜预期差。

主要风险

  • 公司在风险因素中自陈依赖额外融资、存在going concern及纳斯达克退市合规风险,即便未来业绩催化也属高风险微盘股。
  • Q3数字为未经审计初步值,批发商订单sell-through与Lucyd Aero假日发售存在不及预期可能。

反向证据

  • 做多前查反向 · 来源 filing · 日期 2026-10-06 · 影响 weakens
    新闻稿前瞻性陈述风险因素自陈需额外融资、going concern及纳斯达克持续挂牌合规风险,属存量风险,进一步削弱追多价值。
    检索:Innovative Eyewear going concern Nasdaq compliance financing risk 2026 原文 ↗

先例如何影响了这次决策

对本次决策的影响:因事件属滞后两天的重复披露、无增量事实,直接以STALE回避,无需以历史先例校准幅度。

工具执行结果 · 成功 2 · 降级 0 · 失败 0 · 取消 0
  1. search_processed_events 成功 stock_tools HTTP · 16 ms
    {"result": "search_processed_events:agent query=`innovative eyewear lucy q3 2026 preliminary net sales 1.04 million | innovative eyewear lucyd armor big-box retailer wholesale launch third quarter 2026 | lucy 8-k preliminary thir`;结构化索引覆盖完整 72 小时;旧记录兼容扫描近 0.0/72 小时、0 条本臂决策(完整),返回 0 条候选。未命中只表示这些 agen
  2. stock_quote 成功 stock_tools HTTP · 987 ms
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原文全文

展开原文 · 11,118 字
----- innovativeeyewear_8k.htm -----
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
October 6, 2026
INNOVATIVE EYEWEAR, INC.
(Exact name of registrant as specified in its charter)
Florida
001-41392
85-0734861
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
11900 Biscayne Blvd.
,
Suite 630
North Miami
,
Florida
33181
(Address of principal executive offices)
(Zip Code)
(786)
785-5178
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.00001 per share
LUCY
The
Nasdaq
Stock Market LLC
Warrants to purchase Common Stock
LUCYW
The
Nasdaq
Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02
Results of Operations and Financial Condition.
On October 6, 2026, Innovative
Eyewear, Inc. (the “Company”) issued a press release announcing preliminary financial results and operational highlights for
the third quarter of 2026. A copy of the press release is filed as Exhibit 99.1 to this current report on Form 8-K.
This information is intended
to be furnished under Items 2.02 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act
of 1933, as amended, or the Exchange Act as shall be expressly set forth by specific reference in such a filing.
Item 9.01
Financial
Statements and Exhibits.
(d) Exhibits
Exhibit No.
Description
99.1
Press release, dated October 6, 2026
104
Cover Page Interactive Data File (embedded within the Inline
XBRL document)
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 8, 2026
By:
/s/
Harrison Gross
Name:
Harrison Gross
Title:
Chief Executive Officer
2

----- innovativeeyewear_ex99-1.htm -----
EX-99.1
2
innovativeeyewear_ex99-1.htm
EXHIBIT 99.1
Exhibit 99.1
Thirteenth Consecutive Quarter of Growth Ahead of Major Wholesale Launches
MIAMI,
Oct. 6, 2026 /PRNewswire/ – Innovative Eyewear, Inc. (“Innovative Eyewear” or the “Company”) (NASDAQ:
LUCY
;
LUCYW), the developer and manufacturer of smart eyewear under the Lucyd
®
, Lucyd Armor
®
, Reebok
®
,
Nautica
®
, and Eddie Bauer
®
brands, today reported preliminary unaudited net sales for the third quarter
ended September 30, 2026, and provided an update on the expansion of its wholesale and international channels.
Preliminary Third Quarter 2026 Net Sales
The new Lucyd Aero™ ultra-light smart eyewear collection, launching for holiday 2026. Image courtesy Innovative Eyewear, Inc.
●
Preliminary Q3 2026 net sales of approximately $1.04 million, an increase of approximately 55% over Q3 2025 and the highest quarterly net sales in the Company’s history.
●
Q3 2026 growth came on top of a 163% year-over-year increase in Q3 2025.
●
Thirteenth consecutive quarter of year-over-year revenue growth.
●
Preliminary net sales for the nine months ended September 30, 2026, were approximately $2.8 million, an increase of approximately 66% over the nine months ended September 30, 2025.
●
Nine-month net sales already exceed the Company’s net sales of $2.66 million for the full year ended December 31, 2025. Historically, the fourth quarter is the Company’s strongest quarter of the year.
●
Third quarter growth reflected an increase of approximately 25% in direct-to-consumer and online marketplace sales and the first shipments under the Company’s new wholesale programs. The wholesale expansion is expected to have a more meaningful effect on net sales beginning in the fourth quarter of 2026 and into 2027.
Wholesale and International Expansion
●
United
States:
In September, the Company received
and shipped an initial purchase order from one of the largest big-box retailers in the U.S. for its previously announced Lucyd Armor
®
rollout. The retailer plans to offer the products in more than 150 of its stores nationwide, with in-store sales expected to begin
in October 2026. The newly launching locations have been added to the Lucyd.co
store locator
, with product expected to
be available at these locations this month.
●
Canada:
The previously announced retail launch with FYihealth Group, operator of the FYidoctors, Visique and Solis optical clinic networks, commenced during the third quarter, and product placement is underway across approximately 345 locations. The Company shipped initial stock and in-store demonstration units to the network in July, and subsequent restocks have begun shipping.
●
Australia / New Zealand:
The Company received initial purchase orders for more than 3,000 smart eyewear units from Directed Electronics, its exclusive distributor for Australia and New Zealand. The orders are expected to ship in October 2026 and are not included in third quarter net sales. Directed Electronics has more than 20 years of experience bringing international consumer electronics brands to market across Australia and New Zealand.
Management Commentary
“Our preliminary third quarter results reflect continued progress in executing our growth strategy,” said Harrison Gross, CEO of Innovative Eyewear. “We delivered the highest quarterly net sales in our history while intentionally running promotional pricing on older models and conserving advertising and marketing spend. That approach clears the way for the planned fourth quarter launch of Lucyd Aero™, our lightest and most advanced smartglasses to date, as we head into what has historically been our strongest quarter of the year. At the same time, we opened three new wholesale and international channels during the quarter: a major U.S. big-box retailer, FYihealth Group in Canada, and Directed Electronics in Australia and New Zealand. We anticipate that these new channels will enhance our growth in the fourth quarter of 2026 and into 2027.”
The preliminary net sales figures in this press release are estimates based on information available to management as of the date of this release. They are unaudited and remain subject to completion of the Company’s quarter-end financial close procedures and of the review of its interim financial statements by its independent registered public accounting firm. That firm has not audited, reviewed, compiled or performed any procedures with respect to these preliminary figures and does not express an opinion or any other form of assurance on them. Actual results may differ materially from these preliminary estimates. The Company expects to report its full third quarter 2026 financial results in mid-November 2026 with the filing of its Quarterly Report on Form 10-Q.
About Innovative Eyewear, Inc.
Innovative Eyewear is a developer and manufacturer of cutting-edge ChatGPT-enabled smart eyewear, under the Lucyd
®
, Lucyd Armor
®
, Reebok
®
, Nautica
®
and Eddie Bauer
®
brands. True to our mission to
Upgrade Your Eyewear
®
,
our Bluetooth audio glasses allow users to stay safely and ergonomically connected to their digital lives and are offered in hundreds of frame and lens combinations to meet the needs of the optical, sunglass, sporting goods and safety eyewear markets. To learn more and explore our continuously evolving collection of smart eyewear, please visit
www.lucyd.co
.
2
Forward-Looking Statements
This press release contains certain forward-looking statements, including those relating to preliminary third quarter 2026 net sales, the expected timing of shipments and retail placement under initial purchase orders, the planned launch of Lucyd Aero™, and growth expectations for the fourth quarter of 2026 and fiscal year 2027. Forward-looking statements are based on the Company’s current expectations and assumptions. The Private Securities Litigation Reform Act of 1995 provides a safe harbor for forward-looking statements. These statements may be identified by the use of forward-looking expressions, including, but not limited to, “anticipate,” “believe,” “continue,” “estimate,” “expect,” “future,” “intend,” “may,” “outlook,” “plan,” “potential,” “predict,” “project,” “should,” “will,” “would” and similar expressions that predict or indicate future events or trends or that are not statements of historical matters, but the absence of these words does not mean that a statement is not forward-looking. The Company undertakes no obligation to publicly update any forward-looking statement, whether as a result of new information, future events or otherwise, except as required by law. Important factors that could cause actual results to differ materially from those in the forward-looking statements are set forth in the Company’s filings with the Securities and Exchange Commission, including its Annual Report on Form 10-K for the year ended December 31, 2025 and its subsequent Quarterly Reports on Form 10-Q, under the caption “Risk Factors.” These factors include, among others: adjustments to preliminary net sales arising from completion of the Company’s quarter-end close and the review of its interim financial statements; the timing and volume of orders, reorders, shipments and sell-through at the Company’s retail and distribution partners; the timing and market acceptance of new products, including Lucyd Aero™; the Company’s ability to obtain additional financing and to continue as a going concern; and the Company’s ability to maintain compliance with The Nasdaq Stock Market’s continued listing requirements.
Investor Relations Contact:
Skyline Corporate Communications Group, LLC
Scott Powell, President
1177 Avenue of the Americas, 5th Floor
New York, NY 10036
Office: +1 (646) 893-5835
Email:
ir@skylineccg.com
SOURCE Innovative Eyewear, Inc.
3

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